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Performance Criterion Result

High-quality delivery of passport services to clients and high standards and interoperability of Australian passports and services.

Criterion Source
Corporate Plan 2016–20, p. 14
Program 2.2, Portfolio Budget Statements 2016–17, p. 46
Case Study: Passport redevelopment
Case Study: Child sex offender legislation

Partially Met

Timely and effective delivery of consular services to Australians overseas, including during crises.

Criterion Source
Corporate Plan 2016–20, p. 15
Program 2.1, Portfolio Budget Statements 2016–17, p. 45
Case Study: New Consular Strategy 2017–19/a>

Met

Providing efficient processing of regular and urgent passport applications, including the number and accuracy of passports issued, and the time taken to process applications.

Criterion Source
Corporate Plan 2016–20, p. 14
Program 2.2, Portfolio Budget Statements 2016–17, p. 46
Review

Met

Preventing, detecting and prosecuting passport fraud.

Criterion Source
Corporate Plan 2016–20, p. 14
Program 2.2, Portfolio Budget Statements 2016–17, p. 46
Review

Met

The timeliness and accuracy of information provided to the public, including on responding to incidents and updates to travel advice.

Criterion Source
Corporate Plan 2016–20, p. 14
Program 2.1, Portfolio Budget Statements 2016–17, p. 45
Review

Met

The satisfaction of the diplomatic and consular corps accredited to Australia with the level of service provided, including meeting Australia’s obligations under the Vienna Conventions.

Criterion Source
Corporate Plan 2016–20, p. 16
Program 1.1, Portfolio Budget Statements 2016–17, p. 33
Review

Met

Overview and analysis

Passport services

The department provided Australians with a secure, efficient and responsive passport service, which met the standards outlined in the Australian Passport Office (APO) client service charter.

The department concluded the Passport Redevelopment Program (PRP), which has delivered enhanced application, assessment and analytics capabilities for the passport process and significant improvements in passport production.

Passport demand increased by 5.5 per cent in 2016–17. APO issued a record 2,070,038 passports, including 8,075 emergency travel documents, and we provided support for Australians who reported 43,756 lost or stolen passports during the year. Turnaround time for processing ordinary passports fell 38 per cent in 2016–17 and we achieved the priority processing standard of two days in 98.3 per cent of cases.

Our campaign to encourage passport applicants to start their applications online resulted in 63 per cent of applicants completing online forms in June 2017, significantly reducing error rates and processing times. The APO also conducted a public campaign promoting the 10-year validity of new passports for 16 and 17 year-old children.

We concluded the second phase of the Data Warehouse project to enable development of advanced analytics and improved business intelligence functionality for better evidence-based decision-making. This project assists with fraud detection and management through large-scale data manipulation, advanced statistical algorithms and machine learning techniques.

We drew on international best practice to enhance our passport security and interoperability and led the way in inter-agency data sharing initiatives. We worked closely with the Attorney-General’s Department to develop a capacity to interact with the National Facial Biometrics Matching Capability, including the Facial Verification Service. Security enhancements are a priority for the next generation of Australian passports, due in 2020.

In response to competent authority requests, the Minister for Foreign Affairs cancelled 71 passports, refused six and suspended four on national security or
law enforcement grounds.

Table 1: Travel documents issued, 2013–14 to 2016–17

 

2013-14

2014-15

2015-16

2016-17

Total number of travel documents issued

1,803,143

1,835,201

1,961,666

2,070,038

% produced in Australia

98.6

99

99.2

99.2

% of applications using online forms

32.7

37.6

44.1

57.1

Emergency passports issued by Australian diplomatic missions

7,857

8,171

8,140

8,075

Priority (PPF) passports issued

175,496

214,238

234,525

215,980

% issued in 48 hours

99.8

98.7

99.1

98.3

Documents reissued due to natural disaster

177

58

85

106

Consular Assistance

The department provided high-quality consular services through our global network, managing on any given day 1,500–1,600 cases involving Australians in difficulty overseas—and a total of almost 12,500 such cases over the financial year. The department’s Consular Emergency Centre remained an important point of contact for Australians at home and abroad, taking more than 66,000 calls on a 24/7 basis (up from 60,000 calls in 2015–16). We also delivered more than 217,000 notarial services to the public in Australia and abroad.

We put in place crisis contingency arrangements for major events, including the Rio de Janeiro Olympics and Paralympics. Our ‘pop-up’ post in Rio de Janeiro ensured the availability of consular services for the thousands of Australians attending the event.

We implemented government directions and parliamentary recommendations in relation to the consular program. Further to the Minister for Foreign Affairs’ May 2016 announcement, we established the Australian Government Global Watch Office to strengthen Australia’s capacity to monitor and respond to emerging international events on a 24/7 basis. In accordance with the 2016–17 Budget announcement, we developed policy to cease consular assistance to permanent residents, except during crises, and limit consular assistance to dual nationals in their country of other nationality. And following the May 2016 parliamentary inquiry on advocacy for the abolition of the death penalty, the department developed comprehensive death penalty guidelines and continued to advocate actively for individual cases.

We continued to expand our consular network. As at 30 June 2017 we offered consular assistance from 187 locations in 134 countries, through a mix of DFAT-managed embassies, high commissions, consulates and offices, Austrade-managed posts, honorary consuls and our consular partnership with Canada. We simplified reappointment processes for honorary consuls and are looking at further options to expand this network.

We also worked to improve our delivery of consular services. Our internal quality assurance program identified areas of improvement for individual case management to ensure a consistently high-quality of service across the global network. We devised a solution to enable the registration of Australian deaths abroad, minimising the burden for families. We also conducted whole-of-government lessons-learned exercises after significant international incidents. We continued to engage industry and the community through the Consular Consultative Group.

The department further professionalised the consular service, creating an internal mentoring network to support new consular officers, enhancing the Consular Information System to improve the efficiency of case management, and strengthening debt recovery procedures for recipients of travellers’ emergency loans. We updated the notarial services guidelines and developed an e-learning package for honorary consuls and notarial staff to improve service delivery.

Table 2: Consular services provided to Australian travellers

 

2012-13

2013-14

2014-15

2015-16

2016-17

Australian resident departures[1]

8,856,210

9,472,470

9,747,050

10,228,000

10,756,890

Cases of Australians hospitalised given general welfare and guidance

1,372

1,330

1,453

1,667

1,701

Cases of Australians evacuated to another location for medical purposes

28

27

11

25

14

Cases of next of kin of Australians who died overseas given guidance or assistance with disposal of remains

1,247

1,215

1,282

1,516

1,653

Cases of Australians having difficulty arranging their own return to Australia given guidance and assistance

53

47

50

51

52

Whereabouts – inquiries made about Australians overseas who could not be contacted by their next of kin

1,829

4,794

5,697

5,582

2,546[2]

Cases of Australians arrested overseas

1,136

1,185

1,256

1,551

1,641

Cases of Australians in prison

343

339

371

391

370[3]

Cases of Australians given general welfare and guidance

5,919

5,612

5,704

4,957

4,447[4]

Total number of cases involving Australians in difficulty who received consular assistance

11,927

14,558

15,824

15,740

12,454

Notarial acts

195,470

222,042

243,103

232,600

219,463[5]

Total number of cases of Australians provided with consular services

207,397

236,600

258,927

248,340

231,898

Australians in financial difficulty who were lent public funds to cover immediate needs (travellers’ emergency loans)

298

239

211

197

211

1 Figures draw on ABS and DIBP data, and include permanent long-term and short-term departures of Australian citizens and permanent residents.

2 Figure includes crisis-related whereabouts cases, including for terror attacks in Nice and London, attempted coup in Turkey and civil unrest in South Sudan.

3 This figure shows the total number of cases of Australians in prison during the year. The ‘snapshot’ of the number of cases of Australians in prison overseas on 30 June 2017 was 242.

4 Welfare and guidance figure includes the following sub-categories: general (29), welfare and other serious matters (3081), theft (773), assaults (317) and welfare of children (277).

5 Figures include notarial acts performed by overseas posts, in Canberra and at state and territory offices in Australia.

Table 3: Travellers’ emergency loans*

 

2013-14

2014-15

2015-16

2016-17

Number of Australian travellers assisted by emergency loans

239

211

197

211

Amount provided in emergency loans

$144,648

$144,641

$174,576

$322,456

Amount received in debt recovery activities

$154,183

$112,121

$121,996

$247,605

* The department also granted payments of $26,914 to seven Australian travellers under the consular emergency services financial support mechanism, which enables the extension of financial assistance when it is not practical or legally possible for individuals to sign an undertaking-to-repay.

We continued to support whole-of-government and other agency action. We coordinated responses to several international crisis incidents, including an attempted coup in Turkey in July 2016, and the terrorist attacks in Nice, Berlin and London.

Fortunately, there were fewer international crises requiring a consular response in 2016–17 and, thus, significantly fewer crisis-related whereabouts tracing cases (1,851, compared with 5,003 in 2015–16).

To enhance our leadership of whole-of-government responses to kidnapping cases, we established the Kidnap Response Task Force.

We collaborated with the Australian Electoral Commission to improve overseas voting procedures and worked with the Australian Federal Police to manage responses to reports of missing Australians overseas.

The department stepped up cooperation with Vietnam, China, the UAE, India, Republic of Korea, Indonesia and Lebanon to improve consular services and case outcomes, including child abduction responses. In partnership with the Consular Colloque (United Kingdom, United States, Canada and New Zealand), we shared best practice policy settings and crisis preparedness information while expanding cooperation to extend our global consular reach.

Protocol services

Table 4: Services to diplomatic and consular representatives in Australia

 

2014-15

2015-16

2016-17

Number of Canberra-based diplomatic missions

105

106

108

Number of consular posts outside Canberra

362

364

369

Number of Canberra-based representatives*

2,060

2,025

1,984

Number of Canberra-based dependants

Not available

Not available

1,996

Number of representatives outside Canberra**

1,876

1,889

1,859

Number of dependants outside Canberra

Not available

Not available

1,256

TOTAL

3,936

3,914

7,095^

Number and category of services provided:

Visas issued for the corps

3,051

3,009

3,061

Arrivals and departures processed

2,542

2,785

3,062

Identity cards issued

1,659

1,761

1,900

Exequaturs issued to new Honorary Consuls

17

25

18

Facilitation of purchase, registration and disposal of cars by privileged personnel

1,141

1,015

1,063

* Includes representatives based in Canberra from embassies, high commissions, international organisations and overseas missions.

** Includes representatives based in states and territories from consular posts, international organisations and overseas missions.

^ Includes dependants, who were not included in previous years.

The department provided a quality protocol service for 108 diplomatic missions and 369 consulates. We assisted with the opening of the embassies of Côte d’Ivoire and Costa Rica and the presentation of credentials by 24 heads of mission. We concluded new bilateral dependant employment arrangements with Slovenia and the United Arab Emirates, making a total of 48 such arrangements.

We enhanced engagement with the diplomatic and consular corps through more direct outreach, including briefings on matters of policy and administrative interest and targeted information initiatives.

We supported the Minister for Foreign Affairs in hosting 73 heads of mission in Cairns in May 2017. This event showcased environmental protection on the Great Barrier Reef, economic diversity in Far North Queensland, regional academic institutions and innovative businesses in tropical health, food production and environmental protection. The participants spoke very positively: ‘The thoughtful programme allowed us to see opportunities in Far North Queensland, understand upfront the challenges of climate change confronting the Great Barrier Reef, and witness the thought leadership in tropical sciences being done at James Cook University.’ [His Excellency Kwok Fook Seng, High Commissioner for the Republic of Singapore.]

We actively encouraged the corps to comply with Australian laws and regulations. The introduction of a demerit points system saw a reduction in traffic infringements in Canberra and the more rigorous procedures we implemented relating to the employment of domestic workers by diplomats strengthened protections for this potentially vulnerable cohort.

Client services

The June 2017 APO Client Satisfaction Survey showed high levels of satisfaction with the passport service—the mean overall satisfaction score was 8.3 out of 10 in 2017, an increase from 8.1 in 2016.

In response to customer feedback, we introduced a more streamlined and caller-friendly telephone messaging system, making it easier for callers either to hear the information they wanted or speak with a staff member. As a result, the Client Satisfaction Survey reported the highest levels of overall client satisfaction ever reported with the Australian Passport Information Service (93 per cent).

High-quality delivery of passport services to clients and high standards and interoperability of Australian passports and services.

Passport redevelopment

Case Study

Passport redevelopment

The department received funding in the May 2010 federal budget for the Passport Redevelopment Program (PRP) to modernise the passport issuance system in the face of a growing client base and ageing systems.

Our objective was to:

  • accommodate the strong projected growth in passport issue rates
  • increase the integrity of the issuance process and better align it with the National Identity Security Strategy
  • improve the department’s ability to respond to future client and government requirements, including those relating to the digital economy and deregulation.

Existing systems and processes had grown incrementally over many years and were tailored to accommodate the many individual and complex circumstances that present during passport application, assessment and production processing. As such, design of the new system proved to be an extremely complex undertaking. The team encountered technical and security challenges and significant input from APO subject-matter experts was required.

Our approach involved a complicated, multi-stage program of work to deliver four new capabilities:

  • Capture—the capacity to capture applicant data online in a way that enhances the integrity and quality of application data and provides a more streamlined application and lodgement process.
  • Assess—a new user interface and workflow system that improves the effectiveness of assessment and enables staff to better focus on complex and high risk cases.
  • Produce—bulk printing facilities capable of accommodating forecast production volumes.
  • Analyse—the ability to interrogate APO databases in support of business reporting and analytical needs.

The PRP, which concluded in June 2017, delivered:

  • a purpose-built passport production centre and back-up site in Victoria capable of printing over 9,000 passports per day
  • a data warehouse hosting historical applicant data, with the capability to support passport assessment processing and broader business, risk and fraud analysis
  • an online application platform for adults applying domestically for Australian passports, with potential to expand to all applications
  • the capability for a more efficient and secure assessment and processing system.

While the majority of the PRP objectives were met, there is still some work to be done to make it fully operational.

Roll-out of the online capability will be incremental, commencing with applicants lodging in South Australia and Tasmania in early 2017–18. Geographic coverage and user volumes will expand as confidence in the system grows. Functionality to cater for child and overseas applicants will also follow.

When fully functional, the new capabilities will support all aspects of the passports issuance process and provide a foundation for ongoing development and refinement as business needs emerge—including those associated with the live capture of passport images and the broader government digital transformation agenda.

High-quality delivery of passport services to clients and high standards and interoperability of Australian passports and services.

Child sex offender legislation

Case Study

Child sex offender legislation

The department helped make Australia a world leader in combating child sex tourism. We led legislative change to address community concerns about the sexual abuse of children in countries with weak law enforcement frameworks. In 2016 more than 770 registered Australian child sex offenders travelled overseas.

On 11 November 2016 the Ministers for Foreign Affairs and Justice jointly announced the Government’s intention to develop measures to stop child sex offenders from travelling overseas to commit criminal acts against vulnerable children.

We worked closely with the Attorney-General’s Department and consulted other stakeholders, including the Australian Federal Police, the Australian Criminal Intelligence Commission, the Department of Immigration and Border Protection and state and territory law and justice ministers and police forces.

On 14 June the Minister for Foreign Affairs introduced the Passports Legislation Amendment (Overseas Travel by Child Sex Offenders) Act 2017, which received Royal Assent on 26 June 2017. Under the new arrangements:

  • The Minister for Foreign Affairs will be required to deny passports to registered Australian child sex offenders with reporting obligations, upon request by a ‘competent authority’ (usually state or territory police).
  • Registered Australian child sex offenders with reporting obligations will commit an offence if they attempt to travel overseas without permission from a competent authority.

These measures will apply to registered Australian child sex offenders for the duration of their reporting obligations. If an offender has good reasons to travel overseas before these reporting obligations cease, a competent authority will be able to permit the offender to do so.

Implementing the legislative amendments will be an undertaking of unprecedented scale, given that around 20,000 registered child sex offenders have current reporting obligations and some 2,500 new offenders are registered annually.

Timely and effective delivery of consular services to Australians overseas, including during crises.

New Consular Strategy 2017–19

Case Study

New Consular Strategy 2017–19

As part of our commitment to continuous improvement and in response to stakeholder feedback, the department developed a new Consular Strategy 2017–19. The strategy includes a package of initiatives to further modernise the consular service, focus on mental health, adapt to travel trends, maximise public engagement with Smartraveller, explore new ways to expand support for victims of serious crime and identify opportunities to reach out to Australian travellers in ways that will enable them to help themselves.

The strategy was informed by extensive internal and external consultations and a range of public submissions was received.

Under the new Consular Strategy we will:

  • review the Smartraveller registration system with a view to either significantly investing in the technology required to augment registration numbers or adopting an alternative approach to data collection for Australians affected during a crisis
  • expand client feedback mechanisms to better understand expectations and experiences of the consular service and to better target consular messaging
    and service delivery
  • maximise public engagement with Smartraveller and further integrate Smartraveller into passport processes to direct safe travel messages to travellers
  • cease consular assistance to permanent residents in their country of nationality, except during crises, and limit assistance to dual nationals in their country of other nationality where they are not vulnerable and have access to local support
  • improve case management of clients with mental health issues or who have been sexually assaulted and expand support for the mental wellbeing of consular staff
  • work with the insurance industry to remove policy exclusions for mental health issues
  • encourage older cruise passengers to take out appropriate travel insurance
  • reach out to state governments and federal agencies to expand existing domestic victim support schemes to include victims of serious crime committed overseas
  • consider alternative models to expand the honorary consul network to increase Australia’s diplomatic reach in a cost-effective way.

The new Consular Strategy was launched by the Minister for Foreign Affairs on 25 July 2017.

Reviews

Providing efficient processing of regular and urgent passport applications, including the number and accuracy of passports issued, and the time taken to process applications.

The department monitors the number and accuracy of passports issued and the time taken to process applications.

Adult renewals accounted for 37 per cent of all passport applications in 2016–17, compared to 34 per cent in 2015–16. We received an average of 8,225 applications each working day, nearly 500 a day more than last year. Since 2011–12, passport applications have increased by nearly 20 per cent. Growth is forecast to continue at an average of over five per cent per year in the near term.

Turn-around time for ordinary passport applications dropped significantly in 2016–17 to an average of 4.1 days (from 6.7 days in 2015–16). More than 98 per cent of priority passport applications met the service standard of two days.

The successful introduction of the new bulk passport printing facility in Melbourne, which has printed over one million passports in its first 10 months of operation, along with efficiency gains made in other processing areas, allowed the APO to manage growth demand with similar staffing levels to the same period last year.

The Australian Passport Information Service (APIS) provided a telephone helpline to clients and arranged appointments with passport offices in Australia. APIS handled 1,734,038 telephone and email enquiries. In line with previous years, a small number of passports issued (0.16 per cent) were reported as faulty. Of these, 30 per cent involved physical problems with the booklet, while inaccurate data or photos accounted for 70 per cent.

Figure 17: Actual and forecast passport applications

Preventing, detecting and prosecuting passport fraud.

As passport fraud is an enabler of other serious crime, the department’s role in fraud prevention, detection and prosecution is critical to the Government’s efforts in this area. The department assessed 439 allegations of passport fraud, resulting in 98 formal investigations and 10 referrals for prosecution. The remaining 331 allegations involved active passport applications, of which 162 were refused for further processing. These refusal decisions were mainly the result of forged parental consents in child passport applications.

The timeliness and accuracy of information provided to the public, including on responding to incidents and updates to travel advice.

The department maintained a 24/7 duty officer system and ensured Smartraveller travel advice accurately reflected developments on the ground. We issued 823 updates to travel advisories for 174 destinations as well as travel bulletins on a range of subjects including the Zika virus and terrorism threats. For example, following the May 2017 terrorist attack in Manchester, the UK travel advice was updated three times in 24 hours to provide the latest information and advice. On average we received 20,000 visitors per day to the Smartraveller website, 1.3 million subscriptions to travel advisories, 142,000 Smartraveller Facebook followers, nearly 20,000 Twitter followers and close to 30,000 downloads of the Smartraveller smartphone app.

The department continued to improve the Smartraveller service. We comprehensively edited 44 travel advisories as part of an ongoing editorial project to ensure travel advisories are not only timely and accurate but also consistent, clear and simple to read.

We pursued innovative initiatives to improve public access to consular resources. We launched the Smartygrants program to fund community projects that encourage smarter, safer overseas travel by Australians, particularly vulnerable and at-risk travellers. We published the second annual Consular State of Play report in November 2016 to provide data on the number and types of consular situations managed by the department. This helped to clarify our consular role and activities to the media and wider public. We also engaged with parliamentarians and the media to explain the limits to consular assistance.

The satisfaction of the diplomatic and consular corps accredited to Australia with the level of service provided, including meeting Australia’s obligations under the Vienna Conventions.

The department delivered high-quality services to the diplomatic and consular corps—including visas, privileges and immunities, mission and personnel security, taxation and property—that met our international legal obligations under the Vienna Conventions on Diplomatic and Consular Relations and enabled foreign accredited staff in Australia to perform their functions efficiently.

The corps continually provided good feedback on the department’s protocol services. With many complex and diverse questions relating to immunities and protections, missions expressed satisfaction with the department’s responsive and pragmatic approach. Officials charged with establishing new embassies or consular posts welcomed our support and guidance in post opening procedures.

We delivered high-quality advice and timely services relating to visas, accreditation and other protocol services. Our arrangements for the induction of new resident and non-resident heads of mission attracted positive comment. ’With the recent anniversary of the opening of the Embassy of Estonia in Canberra by Estonia’s Minister for Foreign Affairs, I wanted to take a moment to extend my appreciation for the support which has been provided to us. As a new mission in Canberra, we have relied on DFAT for a range of advice and support to get established. The department’s Protocol Branch were professional, welcoming and attentive, and provided a timely, practical solution to every question.’ [His Excellency Andres Unga, Ambassador of Estonia.]

Heads of mission welcomed our active engagement and the opportunities presented through constructive interaction on protocol matters to enhance bilateral cooperation and reciprocity.

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