Review of Export Policies and Programs
Key Issues
The purpose of this paper is to provide information on Australia’s overseas trade and foreign investment performance in recent years and to highlight issues relevant to Australia’s export capacity, international competitiveness, trade policy and trade development programs and services which may be addressed in submissions.
1. Exports and the Australian economy
Exports are a significant component of the Australian economy and now comprise around 20 per cent of GDP.

In 2007, Australia’s exports of goods and services totalled $218 billion. Of this approximately 33 per cent were resources, 22 per cent services, 21 per cent manufactured goods and 11 per cent rural products.

Australia is a global trading nation with a diverse range of trading partners. In 2007, Australia’s principal merchandise export markets were Japan (19 per cent), China (14 per cent), the European Union (11 per cent), the Association of South-East Asian Nations (ASEAN) (11 per cent), the Republic of Korea (8 per cent), the United States (6 per cent) and New Zealand (6 per cent).
The top 20 export items, in value terms, come from a range of resource, commodity and service industries. Coal, iron ore and education services are Australia’s leading exports. Other resources industries such as gold, crude oil, and agricultural commodities, are also important.

(a) Goods trade is on a recorded trade basis. Services trade is on a balance of payments basis.
2. Recent export performance
While exports exhibited strong growth in the period 1980-2001, reflecting technological changes and important domestic policy initiatives such as the lowering of tariff barriers and the introduction of pro-competition policies, in recent years there has been a marked deterioration in the performance of Australian exports.
Exports accounted for nearly one-third of GDP growth over the period 1980-2001, but in the 5 years to 2007 they accounted for a little more than one-eighth of GDP growth. Net exports made a positive contribution to GDP growth in only 3 of the past 11 years (1997-2007) vis-a-vis the positive contribution of net exports in 9 of the 14 years (1983-1996) before that.

Australia’s total export revenues grew at an annual average rate of only 6.6 per cent in the period 2001-2007, compared with 9.4 per cent in the period 1983-2001. Exports of goods increased at an annual average rate of 6.9 per cent over the period 2001-2007, compared with 8.8 per cent in the period 1983-2001.
Services exports in the period 2001-2007 grew at about half of their long term average. Australia’s share of global services markets has fallen from 1.41 per cent in 1996 to 1.17 per cent in 2006.
Exports of manufactured goods grew at only 3 per cent compared with 12 per cent over the 1983-2001 period.

Growth in Australia’s export volumes in real terms over the past six years has been notably weak despite strong global demand arising from above-average world growth in that period.

Note: Chain volume measure is derived from a price index series and is aimed at enabling trade data to be measured in real terms.
Rural exports have been particularly affected by the drought of 2002-07. Within the resources sector there has been considerable divergence in export volumes. While other mineral fuels, by volume, have declined, significant growth has been recorded in iron ore and coal. Coal exports increased from 187 million tonnes in 2000 to 251 million tonnes in 2007, an average annual rate of growth of 4 per cent. Similarly, iron ore exports increased from 157 million tonnes to 267 million tonnes over the same period, an average annual growth rate of 9 per cent.

Note: Chain volume measure is derived from a price index series and is aimed at enabling trade data to be measured in real terms.
Australia has recorded a trade deficit for more than five consecutive years. The deficit for the December 2007 quarter of $6.9 billion was the largest trade deficit on record. Australia’s current account deficit reached 7 per cent of GDP in the December 2007 quarter.

3. Investment
There has been a major shift in Australia’s investment pattern in recent years. Outward investment is now an important feature of Australia’s international economic profile.
In just over two decades, the stock of foreign direct investment (FDI) in Australia has grown six fold. The stock of foreign direct investment in Australia reached $357 billion at the end of 2007. The largest foreign direct investors in Australia are the United States, the United Kingdom and Japan.
Over the same period, the stock of Australian FDI abroad has increased more than fifteen fold, reaching $318 billion at the end of 2007. The principal destinations for Australian FDI are the United States, the United Kingdom and New Zealand. Just under 90 per cent of Australian outward FDI is to OECD countries. The principal destinations for investment in Asia are Singapore and Hong Kong. The stock of Australian investment in major markets such as China, Indonesia and India is small but is growing.
The increase in outward investment appears to reflect the globalisation of Australian business. Many Australian companies are expanding their presence offshore to spread market and production risks, to achieve economies of scale, to be closer to shareholders and customers, to secure access to deeper capital markets and for taxation advantages.
The increase would also appear to reflect the growth of services as a major export, and particularly the globalisation of the financial services sector. A number of Australian investment banks and private equity firms are actively engaged in offshore investment across a wide range of industry sectors. These trends raise a number of issues regarding the framework of trade policies and programs that Australia should maintain in the future.
4. Improving competitiveness
Improving Australia’s international competitiveness will be critical to our capacity to succeed in international markets and to attract foreign investment. International competitiveness is determined by a range of factors, including the cost of inputs, productivity levels and the capacity of firms to penetrate markets and to gain access to global supply chains and networks.
Productivity is, in the long term, the key to building a more internationally competitive Australian economy. Australia has recorded a decline in its productivity growth since the late 1990s. Australia was ranked behind 14 other OECD nations in the OECD comparison of whole economy productivity in 2006. The most recent national accounts show that Australia recorded zero productivity growth in 2007, and over the last five years, average productivity growth has been lower than in any other equivalent period in the last 16 years.
A number of organisations and corporations have highlighted the importance of improving Australia’s export capacity and international competitiveness. The Business Council of Australia has released issues papers on services industries and reforming the Federation and the Australian Industry Group (AiG) released a paper on 3 March 2008 highlighting the productivity challenge facing Australia.
There are a number of areas where sustained policy focus has the capacity to promote improvements in productivity, which in turn can generate a stronger export and investment performance. Key issues include promoting higher education and skill levels of the workforce, improving the availability of infrastructure in transport, energy and telecommunications, addressing red tape and regulatory burdens, lifting the quality of management and boosting research, development and innovation.
The level of competition in the domestic Australian market is also an important element in stimulating an improved productivity performance. Openness and engagement with the global economy has delivered stronger economic growth for Australia than would have been possible under more restrictive policies and is essential to long term productivity growth. Australia’s integration in the global economy is beneficial both in terms of securing access to export markets and investment flows as well as in promoting a more competitive and dynamic economy with the capacity to respond to future economic challenges. It is noteworthy that Australia recorded significant productivity growth in the 1980 and 1990s at a time of trade liberalisation and major microeconomic reforms.
Climate change will be a particularly important competitiveness challenge for Australia in the future. The impacts of climate change and the policies adopted to address them will have implications for Australia’s international competitiveness across the economy and for a number of key export sectors.
The implementation of an Australian emissions trading scheme is expected to promote innovation and investment in low emission production techniques. This holds out the prospect of Australia becoming a leader in the commercialisation and export of goods and services that deliver a lower carbon footprint. At the same time, it is important that the emissions trading scheme keep the total cost of reducing Australia’s emissions as low as possible so as not to undermine Australia's competitiveness.
5. The role of trade policy
Trade policy has a central role to play in improving export performance.
There is little doubt that considerable impetus for ongoing growth in international commerce stems from trade liberalisation. The lowering of trade barriers, combined with improvements in international communication, technology and transportation has led to increasingly interdependent and trade-exposed economies. The realisation of the opportunities presented by a competitive global marketplace for the world’s consumers, producers and service providers has maintained the momentum for governments and business to continue the push for trade liberalisation.
A key objective of trade policy is to reduce and, to the extent possible, eliminate barriers in order to unlock future commercial opportunities. Common barriers to trade in goods are tariffs and quantitative limitations such as quotas. Non-tariff measures are also a major issue; these are wide-ranging in character and include standards and technical regulations. Barriers to services trade include discriminatory measures between local and foreign service suppliers, such as foreign equity limitations or residency and nationality requirements.
Securing new and improved market access opportunities through the elimination of barriers to trade in goods and services is a key focus of multilateral, regional and bilateral agreements. Such agreements provide a legally binding framework to advance Australia’s market access objectives.
The multilateral trade system, embodied in the World Trade Organization (WTO) is widely recognised as the most effective forum for delivering trade liberalisation at the global level. Chart 1 identifies the major multilateral trade negotiating rounds and illustrates the fact that, as global trade has liberalised, world trade has grown significantly faster than world output growth since the early 1970s.

The current WTO negotiating round, the Doha Development Agenda, was launched in 2001 to provide a basis for further trade liberalisation.
The WTO also provides the certainty of rules-based trade and a binding global trade dispute settlement mechanism to protect countries’ existing trade liberalisation commitments.
The WTO also provides the certainty of rules-based trade and a binding global trade dispute settlement mechanism to protect countries’ existing trade liberalisation commitments. The WTO’s dispute settlement procedures were strengthened considerably as a result of the Uruguay Round of negotiations and the dispute settlement mechanism has been used extensively since the WTO was established in 1994, not least due to the increased activity by developing countries.
Some trade issues are more effectively addressed at the bilateral and regional level than multilaterally. Bilateral and regional free trade agreements are intended to result in the elimination of tariffs and discrimination against services suppliers on substantially all trade between the parties. That said, there are concerns at the risk of such agreements diverting trade rather than creating it, and to increased transaction costs for business as a result of multiple rules of origin. The WTO’s rules are aimed at promoting comprehensive agreements that minimise distortions, but the rules are ambiguous and have been difficult to implement effectively.
Bilateral agreements are also effective in addressing issues which are of particular bilateral interest, such as the recognition of conformity assessments and professional qualifications. Free trade agreements also often establish a framework for ongoing cooperation on regulatory and policy actions that affect trade and investment.
Australia has concluded free trade agreements with New Zealand, the United States, Singapore and Thailand and is currently negotiating with ASEAN (jointly with New Zealand), China, Japan, Chile, Malaysia and the Gulf Cooperation Council. Feasibility studies on possible free trade agreements are being conducted with India, Indonesia and the Republic of Korea.
The Asia-Pacific Economic Cooperation forum (APEC) has played a valuable role in addressing ‘behind the border’ impediments to trade and investment, for example in areas such as customs procedures, standards, business mobility, intellectual property rights and competition policy. In 2007 APEC adopted a program of actions to strengthen regional economic integration, including an examination of the options and prospects for a Free Trade Area of the Asia-Pacific (FTAAP).
Improvements in the trade policy environment negotiated by governments can create a more favourable environment for two way trade and investment. Within that environment, governments can seek to provide assistance to enterprises to maximise the commercial returns from new market opportunities. Such measures can take a wide range of forms and these are outlined in more detail below.
6. Government programs and services
Across the Commonwealth and States and Territories trade-related programs and services are delivered by a number of agencies and organisations.
At the Federal level, the Foreign Affairs and Trade portfolio has responsibility for trade policy, market development, trade promotion and international business development. The Australian Trade Commission (Austrade) provides advice and services to assist Australian businesses succeed in international business. This includes assisting business to take advantage of better conditions for trade and investment negotiated and facilitated by the Australian Government and administering the Export Market Development Grants scheme (EMDG). The Export Finance and Insurance Corporation (EFIC) assists Australian companies exporting and investing overseas to compete internationally by providing finance and insurance facilities to support their overseas contracts and investments.
Export-related programs and activities are also provided through the Department of Innovation, Industry, Science and Research (DIISR), Australian Education International (AEI), Tourism Australia (TA), the Defence Materiel Organisation (DMO) via the Defence Export Unit, the Australian Customs Service (ACS), and the Australian Quarantine and Inspection Service (AQIS). A range of trade-related assistance measures is also provided by State and Territory Governments, primarily focussed on export preparation and promotion, market entry strategies and investment.
Topics for input and comment
The following are key areas on which comments and input are invited.
1. General
- What have been the drivers of Australia’s export performance in recent years?
- What factors are influencing the future global trading environment and what are the future opportunities and challenges for Australian business?
- What outcomes can realistically be achieved through trade policies and programs and what are the most appropriate indicators of effectiveness?
2. Structural and supply side factors
- What factors
are inhibiting Australian businesses from exporting, for example in
areas such as infrastructure – transport and energy –
and skills and labour?
- What has been the impact of specific factors on the export performance of particular sectors? Provide detail on the scale of any impacts.
- What action could be taken to address these factors?
- To what extent is Australia’s information and communications technology infrastructure inhibiting export performance, particularly in the services sector? What particular improvements could be made to ICT infrastructure that would enhance export capacity?
- What is the contribution of innovation to improving export performance and international competitiveness? How can export-focussed innovation be encouraged? What actions could be taken to improve Australia’s technological competitiveness?
- What are the main regulatory issues affecting export performance? What action could be taken to enhance the business environment in ways that would drive improvements in export capacity?
- To what extent is the relative profitability of export revenue vis-à-vis domestic revenue a factor determining firms’ ongoing commitment to export?
- To what extent has strong economic growth in the domestic economy impacted on export performance in recent years in specific sectors?
3. Trade negotiations and market access issues
- Are Australia’s trade negotiating priorities and policies suited to contemporary international competitive conditions?
- What changes in Australia’s negotiating policies or approaches could be considered to reflect the changes in the structure of the Australian economy over the past 20 years?
- How significant are tariff barriers vis-à-vis ‘behind the border’ barriers to trade such as discriminatory domestic regulations and standards in terms of their impact on exports and international business activity?
- What approaches are likely to be most effective in promoting ‘behind the border’ (i.e. domestic) reforms and liberalisation in the services sector in foreign markets?
Multilateral trade system
- Are multilateral trade negotiations, such as the current Doha Round under the auspices of the World Trade Organization (WTO), the most effective way to open new markets and improve international trade rules?
- What emphasis should Australia place on building coalitions with like-minded countries to enhance its leverage and influence in WTO negotiations?
- Are there new strategies or approaches Australia could be adopting in the WTO or elsewhere to enhance its effectiveness in terms of opening new markets?
- Should Australia support or initiate proposals aimed at reforming the WTO with the aim of improving its effectiveness? What areas should be the focus of Australia’s efforts?
Free trade agreements (FTAs)
- Do free trade agreements support our trade interests, including by providing us with a useful platform for securing market access?
- Have Australia’s existing bilateral FTAs had an adverse or positive impact? Provide information and analysis to support your viewpoint.
- How should the WTO system be factored into future policy approaches to bilateral and regional trade agreements?
- What benchmarks/criteria should Australia apply to future FTA negotiations to ensure they maximise our national interests, including by fostering a strong multilateral trading system?
- What countries might be considered as future FTA negotiating partners and why?
- What balance should Australia seek between achieving ambitious and comprehensive FTAs and securing agreements with countries that are less ambitious in the near term yet would result in commercial gains and political benefits?
- What are the possibilities of developing regional trade agreements which might build on existing bilateral FTAs? What steps might feasibly be taken to encourage the development of regional trade agreements?
- What new approaches could be considered that would generate increased market access and improved treatment for services exporters?
Regional efforts
- Has APEC’s work program on trade and investment liberalisation and facilitation assisted Australia’s exports and investment? What is the most effective role for APEC in the future in terms of promoting regional trade and investment?
- What form of regional economic integration in the Asia-Pacific would maximise Australia’s trade and economic interests?
- What would be the most effective way to promote regional economic integration in the Asia-Pacific? Under what conditions would the proposed Free Trade Area of the Asia-Pacific be a worthwhile undertaking?
4. International business development
- What factors
are driving the growth in Australia’s outward investment
- Is outward investment motivated primarily by a drive to expand the company’s operations to achieve economies of scale and market advantages or by the benefits of jumping tariff and cost barriers?
- Is outward investment replacing exports, enhancing exports or not relevant to exports?
- What are the
implications and impacts of the increasing integration of
exporting, outward investment and inward investment?
- How is inward investment contributing to export activity?
- What are the implications and impacts of how Australian companies engage in international business, for example through global supply chains, ecommerce and franchising?
- Given the
strongly growing and diversifying economies in the Asia-Pacific
region, why is the majority of Australian FDI abroad directed
toward OECD countries? Why is Australian investment directed to
some countries and not to others?
- What measures – including ‘behind the border’ – could be taken to encourage the expansion of investment and participation of global supply chains in Australia’s region?
- In what ways might it be possible to improve the capacity of Australian business to secure access to international supply chains and networks?
- What actions could support the globalisation of Australian business in a way that is consistent with Australia’s overall economic national interest?
- What are the most significant taxation issues affecting export and investment activities? How important are tax treaties in enhancing exports and investment?
5. Trade development programs and services
- What are the
international trade development needs of the export and
international business community?
- Do these needs vary by industry sector/size of business/ experience/stage of internationalisation and if yes, how?
- Are these needs currently met by existing programs and services? Could existing programs and services be improved and/or new programs and services introduced?
- What services are available from the private sector to address these needs? Is there any market failure?
- What measures could be taken to assist companies become ‘export ready’?
- What are the principles that should guide the allocation of funding to support trade development programs and services?
- How are businesses in other countries supported in international business development? Do Australian businesses have access to the same breadth of service and support?
Export Market Development Grants Scheme (EMDG)
- How effective
is the EMDG Scheme, as currently structured, in the following
terms:
- Increasing the number of businesses that develop into exporters?
- Increasing the value of exports by grant recipients?
- Increasing the number of businesses that achieve sustainability in export markets and generate additional exports?
- Developing an export culture?
- Could the Scheme’s performance be improved? Could its rules including on eligibility be simplified while retaining a high degree of accountability and consistency with overall government policy?
- Should the scheme be extended, and if so, for how long?
- Are there alternative approaches to the EMDG that would deliver support more effectively or efficiently? Provide details of any models, including at the international level to support your argument.
Small and medium-sized enterprises (SMEs)
- What measures could be taken to enhance the export and investment performance of SMEs? What specific trade development support services are most effective for SMEs?
Services
- Are there trade development needs specific to services industries? What new policies and programs would address these specific needs?
- What actions could encourage new and existing service industries to either seek out new export opportunities or to expand current export activities?
6. Financing exports
- How readily
can Australian companies engaged in international business access
appropriate finance?
- Are Australian exporters able to adequately access seed, venture and growth capital?
- Is the Australian finance market responsive to the contemporary international business needs of Australian companies?
- Are there any specific changes to policy settings or programs that might be considered to better support these activities?
- How effective are the products and services offered by the Export Finance and Insurance Corporation (EFIC) in terms of their impact in supporting export activities and the internationalisation of business? Is there scope for improvements to be made, if so in what specific areas?
7. Investment promotion and facilitation
- How is inward investment contributing to export activity?
- What action could be taken to enhance Australia’s attractiveness as a destination for productive foreign investment?
- What measures could be considered to improve the effectiveness of existing investment promotion programs at all levels of government?
8. Maximising the effectiveness of trade development resources
- Are
Australia’s government resources – at Federal and
State/Territory levels - optimally aligned to assist Australian
business take advantage of the expansion and evolution in
international trade and investment?
- How do the programs/services/level and deployment of resources in Australia and offshore by the Australian Trade Commission (Austrade) and the Department of Foreign Affairs and Trade assist? What about the programs and services of other Commonwealth and State/Territory agencies?
- How could Australian companies become more aware of and be able to more easily access and navigate the full range of relevant trade and business development programs (with domestic and international focus) offered by State/Territory and Commonwealth agencies?
- Are State and Federal government programs that provide support for export and international business mutually reinforcing or do they overlap inefficiently? Please provide examples of scope for improvements.