Annual Report 1995-96
- APPENDIX 1
- APPENDIX 2
- APPENDIX 3
- APPENDIX 4
- APPENDIX 5
- APPENDIX 6
- APPENDIX 7
- APPENDIX 8
- APPENDIX 9
- APPENDIX 10
- APPENDIX 11
- APPENDIX 12
- APPENDIX 13
- APPENDIX 14
|
Appendix 1 |
Summary of Outlays by program |
318 |
|
Appendix 2 |
Financial Statements |
319 |
|
Appendix 3 |
Staffing Overview |
362 |
|
Appendix 4 |
Industrial Democracy |
368 |
|
Appendix 5 |
Occupational Health and Safety |
370 |
|
Appendix 6 |
Freedom of Information |
372 |
|
Appendix 7 |
Advertising and Market Research |
388 |
|
Appendix 8 |
Equal Employment Opportunity Data |
392 |
|
Appendix 9 |
Reports by the Auditor-General |
397 |
|
Appendix 10 |
Inquiries by Parliamentary Committees |
400 |
|
Appendix 11 |
Abbreviations |
404 |
|
Appendix 12 |
Corporate Plan 1994-1996 |
415 |
|
Appendix 13 |
Supplementary Material Available Upon Request |
422 |
|
Appendix 14 |
Compliance Index |
423 |
Summary of Outlays by Program
|
1994-95 |
1995-96 | ||
|
Expenditure |
Expenditure | ||
|
$'000 |
$'000 | ||
|
Program 1 |
International relations, trade and business liaison |
383,890 |
346,908 |
|
Program 2 |
Passport and consular services |
46,783 |
44,734 |
|
Program 3 |
Services for other agencies |
38,345 |
41,837 |
|
Program 4 |
Secure government communications and | ||
| security services |
51,483 |
45,439 | |
|
Program 5 |
Executive and DFAT corporate services |
62,155 |
53,079 |
|
Program 6* |
Development cooperation |
1,434,452 |
1,523,533 |
|
Program 7 |
Austrade |
400,657 |
371,677 |
|
Program 8 |
Australian Secret Intelligence Service |
33,568 |
36,085 |
* Program 6 includes AusAID and ACIAR
Reconciliation of Programs and Appropriation Elements for 1995-96 ($'000)
|
Program |
Approp |
Approp |
Special |
Annotated |
Program |
Adjustments(1) |
Program |
|
Number |
Bills Nos |
Bills Nos |
Approps |
Approps* |
Approps |
Outlays | |
|
1 & 3 |
2 & 4 |
||||||
|
1 |
413,865 |
4,984 |
0 |
35,603 |
454,452 |
31,564 |
422,888 |
|
2 |
48,342 |
0 |
0 |
1,110 |
49,452 |
2,277 |
47,175 |
|
3 |
24,916 |
0 |
0 |
11,270 |
36,186 |
11,525 |
24,661 |
|
4 |
37,939 |
6,130 |
0 |
1,355 |
45,424 |
1,370 |
44,054 |
|
5 |
49,895 |
3,700 |
0 |
2,173 |
55,768 |
2,291 |
53,477 |
|
6(a) |
1,295,525 |
0 |
187,599 |
663 |
1,483,787 |
1,709 |
1,482,078 |
|
Total |
1,870,482 |
14,814 |
187,599 |
52,174 |
2,125,069 |
50,736 |
2,074,333 |
(*) Annotated Appropriations are a form of special appropriations to allow
a Department access to the money it earns.
(1) Adjustments to derive outlays,
including receipt items classified as outlays, net movements in trust account
balances, etc.
(a) Excludes 6.4 Australian Centre for Agricultural Research
as a separate annual report is produced for sub-program.
The data for Appendix 2 is currently unavailable
Financial Statements
Department of Foreign Affairs and Trade financial statements 1995-96
Contents of financial statements
|
Audit Certificate |
320 |
|
Statement by the Department Secretary and Principal Accounting Officer |
322 |
|
Operating statement |
323 |
|
Statement of assets and liaibilities |
324 |
|
Statement of program expenses and revenues |
325 |
|
Statement of program assets and liaibilities |
326 |
|
Statement of cash flows |
327 |
|
Statement of transactions by fund |
328 |
|
Notes |
329 |
Staffing Overview
Employees by Classification and Gender - 30 June 1996
|
Male |
Female |
||||
|
Australia |
Overseas |
Australia |
Overseas |
Total | |
| GAA |
14 |
0 |
19 |
0 |
33 |
| ASO1 |
20 |
0 |
23 |
0 |
43 |
| ASO2 |
75 |
23 |
174 |
43 |
315 |
| ASO3 |
76 |
23 |
164 |
35 |
298 |
| ASO4 |
87 |
36 |
124 |
50 |
297 |
| ASO5 |
37 |
18 |
39 |
13 |
107 |
| ASO6 |
145 |
75 |
87 |
36 |
343 |
| SOGC |
162 |
77 |
81 |
23 |
343 |
| SOGB |
135 |
79 |
27 |
18 |
259 |
| SOGA |
2 |
0 |
0 |
0 |
2 |
| SES |
67 |
75 |
15 |
6 |
163 |
| Secretary A |
0 |
4 |
0 |
0 |
4 |
| Secretary B |
1 |
0 |
0 |
0 |
1 |
| Other classifications1 |
182 |
36 |
85 |
10 |
313 |
| Total |
1,003 |
446 |
838 |
234 |
2,521 |
Employees by Location and Gender - 30 June 1996
|
Male |
Female |
Total | |
| ACT |
915 |
646 |
1,561 |
|
State Offices | |||
| New South Wales |
26 |
74 |
100 |
| Northern Territory |
2 |
3 |
5 |
| Queensland |
13 |
29 |
42 |
| South Australia |
7 |
13 |
20 |
| Tasmania |
2 |
6 |
8 |
| Victoria |
26 |
50 |
76 |
| Western Australia |
12 |
17 |
29 |
| Overseas |
446 |
234 |
680 |
| Total |
1,449 |
1,072 |
2,521 |
1. Includes Dir ASO, SESB1(Spec), Aboriginal Cadet, Technical, Research, Professional, Public Affairs, Information Technology, General Services, Medical Officer, Registered Nurse and Office Trainee classifications, and appropriate grades of these classifications.
Permanent and Temporary Employees (excluding locally engaged staff overseas), Full and Part-Time - 30 June 1996
|
Permanent Staff |
Temporary Staff |
Total | |||
|
Full-time |
Part-time |
Full-time |
Part-time |
||
| Public Service Act |
2,346 |
52 |
53 |
6 |
2,457 |
| (excluding LES) | |||||
| Executive Council |
60 |
- |
4 |
64 | |
| appointments | |||||
| Total |
2,406 |
52 |
57 |
6 |
2,521 |
Employees by Categories of Employment (as defined under Section 82AA of the Public Service Act) and gender - 30 June 1996
| Category |
Male |
Female |
Total |
| Continuing Employees |
- |
- |
- |
| Short-term Employees |
27 |
27 |
54 |
| Fixed-term Employees |
5 |
4 |
9 |
| Overseas Employees |
910.8 |
696.01 |
1,606.81 |
| Total |
942.8 |
727.01 |
1,669.81 |
Senior Executive Service by Level and Location - 30 June 1996
|
Australia1 |
Overseas |
Total | ||
| Public Service Act Appointments | ||||
|
Senior Executive Band 1 |
59 |
(57) |
19 |
78 |
|
Senior Executive Band 1 (Spec) |
1 |
(1) |
0 |
1 |
|
Senior Executive Band 2 |
18 |
(18) |
4 |
22 |
|
Senior Executive Band 3 |
4 |
(4) |
0 |
4 |
|
Secretary A |
- |
- |
1 |
1 |
| Executive Council Appointments | ||||
|
Dir ASO |
1 |
(1) |
0 |
1 |
|
Head of Mission (SE Band 1) |
- |
- |
31 |
31 |
|
Head of Mission (SE Band 2) |
- |
- |
22 |
22 |
|
Head of Mission (SE Band 3) |
- |
- |
5 |
5 |
|
Secretary A |
- |
- |
4 |
4 |
|
Secretary B |
1 |
(1) |
0 |
1 |
|
Totals |
84 |
(82) |
86 |
170 |
1 Figures in brackets indicate staff in Canberra
Senior Executive Service by Gender - 30 June 1996
|
Male |
Female |
Total | |
|
Public Service Act Appointments | |||
|
Senior Executive Band 1 |
64 |
14 |
78 |
|
Senior Executive Band 1 (Spec) |
1 |
0 |
1 |
|
Senior Executive Band 2 |
19 |
3 |
22 |
|
Senior Executive Band 3 |
3 |
1 |
4 |
|
Secretary A |
1 |
1 | |
|
Executive Council Appointments | |||
|
Dir ASO |
1 |
0 |
1 |
|
Head of Mission (SE Band 1) |
28 |
3 |
31 |
|
Head of Mission (SE Band 2) |
22 |
0 |
22 |
|
Head of Mission (SE Band 3) |
5 |
0 |
5 |
|
Secretary A |
4 |
0 |
4 |
|
Secretary B |
1 |
0 |
1 |
|
Totals |
149 |
21 |
170 |
SES Gains and Losses During the Year Ending 30 June 1996
| Commencements: |
3 |
| Separations: |
19 |
SES mobility
|
Band 1 |
Band 2 |
Band 3 | |
| To DFAT |
- |
- |
2 |
| From DFAT |
3 |
1 |
- |
Employees by Classification and Location
|
Central Office |
State Offices |
Overseas |
TOTAL | |
| GAA |
18 |
18 | ||
| ASO1 |
6 |
4 |
10 | |
| ASO2 |
18 |
18 |
36 | |
| ASO3 |
28 |
12 |
40 | |
| ASO4 |
31 |
13 |
44 | |
| ASO5 |
49 |
21 |
3 |
73 |
| ASO6 |
120 |
11 |
19 |
150 |
| SOG-C |
92 |
7 |
25 |
124 |
| SOG-B |
37 |
3 |
10 |
50 |
| SOG-A |
1 |
1 | ||
| SES |
14 |
1 |
15 | |
| Other Classifications * |
16 |
18 |
34 | |
| Total |
429 |
108 |
58 |
595 |
* Includes Professional, Public Affairs, Information Technology and Academic officers, and National Training Wage Program staff.
AusAID*
|
Permanent Staff |
Temporary Staff |
Total | |
|
Full Time | |||
| Males |
298 |
6 |
304 |
| Females |
255 |
11 |
266 |
| Total |
553 |
17 |
570 |
|
Part Time | |||
| Males |
3 |
0 |
3 |
| Females |
0 |
22 |
|
| Total |
25 |
0 |
25 |
| Total all Staff |
578 |
17 |
595 |
* Does not include inoperative staff and aid experts.
AusAID Staff by Location
|
Male |
Female |
Total | |
|
Canberra |
223 |
206 |
429 |
|
State & Regional Offices | |||
|
ACT |
3 |
5 |
8 |
|
ACPAC |
5 |
9 |
14 |
|
NSW |
13 |
7 |
20 |
|
NT |
1 |
1 | |
|
QLD |
5 |
17 |
22 |
|
SA |
3 |
7 |
10 |
|
TAS |
2 |
2 |
|
|
VIC |
13 |
9 |
22 |
|
WA |
3 |
6 |
9 |
|
Overseas |
38 |
20 |
58 |
|
Total |
307 |
288 |
595 |
Senior Executive Service at 30 June 1996
|
Male |
Female | |
| Band 1 |
9 |
2 |
| Band 2 |
2 |
1 |
| Band 3 |
1 |
|
| Total |
12 |
3 |
Note: These figures do not include SES staff currently inoperative, and are based on actual occupancy of positions at 30 June 1996.
SES Gains and Losses During the Year Ending 30 June 1996
| Commencements |
2 |
| Separations |
1 |
- Performance Pay
- Details of performance pay for DFAT are provided under sub-program 5.2. Only SES officers were eligible and expenditure totalled $877,291. For AusAID expenditure totalled $193,229. $143,231 of this total was paid to Senior Officers while they were still eligible for performance pay. AusAID's overview on performance pay is given in sub-program 6.3 and more detailed information is available on request.
- Staff Training
- DFAT's net training expenditure was $4,509,675 or 2.75% of its annual payroll. Formal language training absorbed 54% of the total training costs. The number of person days spent on training was 47,391 and the total number of staff undertaking training courses was 7, 973. Our current information system does not allow us to express this as the number and percentage of DFAT staff who undertook at least one training course in 1995/96. The department is considering the introduction of a Human Resource Management Information System (HRMIS) to capture this and other human resource data. For AusAID, the net training expenditure was $670,200 or 1.85% of its annual payroll. The number of person days spent on training was 2441 and the number of staff who participated was 569 or 95.6%.
- Consultancies
- During 1995-95, DFAT engaged 197 consultants and the total expenditure was $4,882,468.
- For the same period, AusAID engaged 270 consultants and the total expenditure was $201,346,466.
Industrial Democracy
The Departmental Consultative Council (DCC) continued its important role as the Department's peak representative body for open consultation on issues of interest to staff. The Department facilitated the involvement of staff associations in a wide range of management issues both through the DCC and on an ad hoc basis. The DCC is chaired by the Secretary and includes representatives of relevant unions active in the Department;
The DCC is responsible for the monitoring, implementation and review of the Department's Industrial Democracy (ID) Plan. It is supported by the following functionally oriented consultative committees that report to the DCC and operate to increase the participation of staff in decisions affecting them at work:
- Occupational Health and Safety
- Equal Employment Opportunity
- Training Development
- Departmental Resources
- Canberra Accommodation
- Canberra Child Care
The committees met regularly throughout the year.
The Department's ID Plan includes post management overseas and the state offices. All Heads of Mission are briefed on ID principles before proceeding on posting. Implementation takes a variety of forms, ranging from consultative committees to less formal arrangements, depending on the size and the operating environment of the different posts.
Industrial relations activities were particularly prominent this year. There were a number of joint management/union working groups which produced beneficial outcomes for staff and the Department. The most prominent were the Personnel Strategy Review, the Review of Administrative Processes, the Technical Services Review, Guard Services, overseas conditions of service and information technology. Not all issues were able to be jointly resolved in house. Management and the unions required the assistance of the Australian Industrial Relations Commission on several occasions: in particular over proposals for the future management of public affairs in the Department.
Formal consultative processes in AusAID are guided by the 1991 Industrial Democracy Policy. Consultation occurs through the National AusAID Union Liaison Group, which met twelve times during 1995-96 and the AusAID Consultative Council, which met three times.
These meetings are attended by Senior Management and Union delegates representing staff. A record of these meetings is circulated to all staff.
Occupational Health and Safety
As required by the Occupational Health and Safety (Commonwealth Employment) Act 1991, an OH&S Agreement was formally agreed with the relevant unions in 1992. The Department has an OH&S committee which meets every three months and brings together management and union representatives to discuss OH&S issues. The Department has 23 designated work groups and 23 health and safety representatives. Each regional office has been identified as a designated work group with elected staff representatives.
The Department has established a designated OH&S position at the SOG C level to oversee the OH&S and Welfare Unit. A primary objective of the unit is to encourage officers to take responsibility for health issues within their control. It sponsors a variety of health promotion activities and maintains close cooperation with the Medical Unit, the Office Services Section, the Building Supervisor, Technical Services Section and divisional support units to monitor and promote a safer and healthier workplace. The OH&S unit remains closely involved in the planning for the new offices.
OH&S mechanisms were established at posts to promote the safety of overseas staff, and briefings are provided for all Heads of Mission, officers selected for overseas postings, and new recruits. Selection criteria for promotion to ASO 2 to SOG B classifications require a knowledge and understanding of OH&S issues.
The Department's OH&S Policy is contained in three documents:
(a) The Statement of Commitment;
(b) The Program of Implementation; and
(c) The signed Agreement on OH&S between DFAT and the Unions.
The Statement of Commitment is a short statement setting out the Department's commitment to the broad principles of OH&S legislation, i.e. it is committed to providing a healthy and safe work environment for all its employees and visitors, both in Australia and at its overseas posts. The Statement also lists several devices by which it will accomplish this objective. The Program of Implementation document addresses the strategies and mechanisms which form the framework of the OH&S Policy, and sets out the means by which the objectives will be achieved. The roles of Designated Work Groups and Health and Safety Representatives are explained, and OH&S training and health promotion is also covered. A copy of the above two documents, as well as the Agreement on OH&S between DFAT and the Unions, is available on request from the OH&S/Welfare Unit of the Department (Telephone 261 1112 and fax 261 3879).
As part of its OH&S strategy, AusAID has a designated OH&S coordinator and volunteer Health and Safety representatives throughout the workplace. Under AusAID's OH&S Agreement, a program encompassing twenty activities was approved. Activities include:
- conducting workstation assessments for individual officers;
- arranging workplace health assessments and establishing a six-month program of lunchtime health seminars for staff;
- implementation of an HIV/AIDS/HepB/HepC policy and the development of an action plan;
- issuing updated ergonomically designed furniture to AusAID staff; and
- developing State Office OH&S programs to promote a healthy, safe workplace in State Offices.
Freedom of Information
The Freedom of Information Act 1982 extends to the Australian community the right to obtain access to documents in the possession of the Government.
Access is limited only by exemptions necessary for the protection of essential public interests and the private and business affairs of persons in respect of whom information is collected and held by departments and statutory authorities.
This statement is provided in accordance with section 8 of the Freedom of Information Act.
Freedom of Information activities within the Department of Foreign Affairs and Trade are managed through the services to the Parliament, the media and the public sub-program.
Members of the public are welcome to forward written requests to the Department for access to documents or to contact the Department directly.
The telephone numbers of the Freedom of Information (FoI) Sub-section in the Department of Foreign Affairs and Trade in Canberra are (06) 261-2903 and (06) 261-1170. Written requests can be addressed to the Freedom of Information Sub-section, Department of Foreign Affairs and Trade, Canberra ACT 2600. The Department's main offices in State capitals are access points for the purposes of the Freedom of Information Act.
When a request for access to a document is granted under the Freedom of Information Act, the decision is usually made by the branch head responsible for the relevant work area.
Documents not available under the Freedom of Information Act, especially documents more than 30 years old, may be obtainable under the Archives Act. The contact numbers, in this case in the Department's Historical Documents Branch, are (06) 261-2619 and (06) 261-2628.
A comprehensive range of the Department's public information is published daily on an Internet service through two servers - one in Canberra and one in Washington. The address for accessing the service in Canberra is: HTTP:\WWW.DPIE.GOV.AU.HTML
Powers
The Department exercises, or participates in the exercise of, the following powers:
- Entering into multilateral and bilateral treaties and arrangements and
their administration, including:
- implementation of the World Trade Organisation Agreement and its annexed agreements;
- agreements relating to the provision of overseas aid;
- bilateral trade agreements, such as the Closer Economic Relations (CER) arrangements with New Zealand;
- implementation of Australia's nuclear safeguards agreements and related multilateral arrangements;
- treaties and agreements relating to arms control and disarmament;
- administration of Australia's cultural agreements with other countries;
- fulfilling responsibilities under the Torres Strait and Timor Gap Treaties;
- implementation of the provisions of the Vienna Conventions on Diplomatic and Consular Relations;
- negotiation of commodity agreements;
- Australia's obligations under the United Nations Charter and under various international conventions;
- agreements guaranteeing the protection of human rights;
- investment, promotion and protection agreements;
- negotiation and implementation of environmental treaties;
- implementation of the United Nations Law of the Sea Convention and associated maritime delimitation negotiations; and
- monitor the implementation of Australia's extradition treaties and similar arrangements with Commonwealth and other countries, and treaties of mutual assistance on criminal matters and the negotiation of further treaties.
- Assistance to Australian citizens travelling and residing overseas,
including:
- welfare in cases such as death, arrest, hospitalisation, war, civil unrest and disaster;
- where appropriate, relief and repatriation of Australians in difficulties overseas;
- registration of Australian citizens;
- notarial acts;
- registration of children born overseas to Australian parent/s as Australian citizens, as provided for under the Citizenship Act 1948; and
- taking evidence overseas on the authority of an order of an Australian court.
- Provision of postal voting facilities overseas under the direction of the Australian Electoral Commission and State electoral authorities.
- Issue of passports and other travel documents.
- The granting of territorial and extra-territorial asylum.
- Performance of duties overseas under the Shipping Registration Act 1981 and the Navigation Act 1912 under the direction of the Australian Maritime Safety Authority (AMSA).
- Processing of full-time student applications on behalf of Department of Employment, Education and Training (DEET), issuing visas for entry into Australia where Department of Immigration and Ethnic Affairs (DIEA) is not represented.
- Granting official financial assistance for holding international conferences in Australia.
- Authorising official expenditure on cultural exchanges, tours, exhibitions, academic exchanges and visits.
- Authorising expenditure on Australia's overseas aid program and
administering this program, including:
- inviting tenders and arranging contracts for the supply of goods and services under aid programs;
- extending official financial support to overseas trainees and students in Australia;
- selecting consultants to provide services for the implementation of bilateral aid projects overseas; and
- selecting educational organisations to manage training courses in Australia for overseas students.
- Undertaking and publishing analysis of economic and political developments affecting Australia, with a view to encouraging informed debate on their implications.
- Provision of advice to Australian Government agencies on Australia's obligations under United Nations' sanctions regimes.
- Representation of the Australian Government in international litigation, including the International Court of Justice.
Outside Participation
The Department is open to the views of outside organisations, and provides opportunities for community representatives to contribute to the development of aspects of Australia's international relations.
Through joint representation on bodies such as the Australia Abroad Council, the Australia-China Council, the Australia-France Foundation, the Australia-India Council, the Australia-Indonesia Institute, the Australia-Japan Foundation, the Australia-Korea Foundation, the Australia-New Zealand Foundation, the National Consultative Committee on Peace and Disarmament, the NGO Consultative Forum on International Environmental Issues, and other bodies.
Through the regular exchange of views with organisations including Amnesty International and other human rights organisations, and the United Nations Association of Australia.
Through consultations with the Australian Industries Development Association, the Confederation of Australian Industries and the various business cooperation committees, which meet under the Confederation's aegis, and Australian industry and industry associations, to consider priorities for multilateral trade negotiations and other negotiations to alleviate problems caused by market access restrictions.
Through participation on Australian delegations to international meetings and/or conferences, e.g. to the Executive Committee meeting of the United Nations High Commissioner for Refugees or the Conference of the Parties to the United Nations Framework Convention on Climate Change.
Formal arrangements for consultations with interested bodies on trade-related matters, including the Trade Policy Advisory Council (TPAC), the National Trade Strategy Consultative Process and the various geographic business councils.
The Department is represented, together with the engineering private sector, at meetings of the Snowy Mountains Engineering Corporation's Consultative Committee, which evaluates project proposals and coordinates the Corporation's program of work (notably on projects in regional countries).
The Department provides individual companies with briefings on developments relating to countries of concern to them and organises trade development missions.
It meets representatives of community groups, including Aboriginal and Torres Strait Island people and religious organisations, to enable them to inject community views on issues affecting Australia's region, and to provide them with information on aspects of international affairs, including advice on Australia's foreign and international trade policies.
It receives views from industry, environment and development groups on international environment issues through NGO consultative arrangements and provides a channel for communications with the States on these issues under Council of Australian Government (COAG) auspices.
It engages in exchanges of views on current political, international legal and international development issues with universities, colleges and academic circles and encourages its officers to meet and speak with community groups.
Public Diplomacy
Under the umbrella of public diplomacy, the Department administers a program of public affairs and cultural relations overseas in support of Australian foreign policy and trade objectives. The program covers all aspects of Australian life, including science and technology, social and economic projects, the arts, Australian studies, a range of visits programs, and academic, media and sporting exchanges. The Department consults a wide range of institutions, agencies and individuals in arranging public diplomacy programs, including the Australian Council, Musica Viva, the Australian Film Commission, the Australian Broadcasting Corporation, the Australian Vice-Chancellor's Committee, the International Development Program of Australian Universities and Colleges, the Fulbright Commission, the Australian Centre for American Studies, the Australian Institute of International Affairs, relevant State and Commonwealth departments and agencies, business and industry organisations, and the media.
Program Evaluation
The Portfolio Evaluation Plan (PEP) lists a schedule of evaluation activity over a 3-5 year period. As part of the PEP, the Department, AusAID and Austrade undertake a range of evaluations and reviews. In most cases, the aim of program evaluations is to assess the appropriateness of program objectives and to gauge the efficiency and effectiveness of the Department or agency in meeting those objectives. In making these assessments, the evaluation process usually entails extensive consultations with public and private sector groups in Australia, and sometimes overseas. The range of organisations canvassed might include representatives from Commonwealth and State government departments, the business community, non-government organisations, the academic fraternity and diplomatic missions in Australia. Reports from program evaluations are available to the public.
Categories of Documents
The Department has extensive documentary holdings (see categories below). Australia's diplomatic missions and consular posts overseas have documentary holdings of their own, which may parallel those of the Department held in Canberra and in State offices.
It should be noted that documents more than five years old may have been transferred into archival custody or destroyed in accordance with a disposal schedule. Documents more than 30 years old are available for public access under the Archives Act 1983 unless they fall into a category of exemption, including categories relating to foreign government information. The Department holds guidelines for the clearance of documents containing foreign and shared information and also procedures for referring documents to other agencies for clearance.
Documents held fall into the following categories.
General
- Cables, minutes, memoranda, file notes, and other documents concerning political, economic, human rights, refugees, disarmament, security, trade and other issues in foreign countries and international organisations.
- Submissions to portfolio Ministers and senior officers.
- Electronic record of departmental file titles.
- Magnetic storage of text of cables, inwards and outwards.
- Record of outwards memorandum numbers, subjects and dates.
- Computer disk storage of statistical and other information material.
- Working files including consular and passport case files, and correspondence.
- Documents received from foreign governments, including notes verbales and aides memoires.
- Intelligence community documents, Australian and foreign, including commercial intelligence.
- Documents prepared for use in legal proceedings.
- Texts of speeches and press statements on foreign affairs and trade.
- Ministerial correspondence.
Major Documents
- The Australian Treaty collection and the collection of agreements of less than treaty status.
- Briefs for Australian delegations and for Ministers visiting overseas.
- Cabinet submissions and decisions.
- Credentials of foreign heads of mission in Australia.
- Documents of international agencies.
- Emergency Task Force papers.
- Executive Council minutes.
- Annual post evaluation reports.
- Divisional evaluation reports.
- Program evaluation reports.
- Reports and working papers of the East Asia Analytical Unit.
- Heads of mission dispatches.
- Directives to, instructions to, and briefings for overseas missions.
- Reports on meetings and conferences.
Parliamentary Matters
- Briefing for Ministers on possible parliamentary questions.
- Records of appearances by departmental officers before the JSCFADT and other parliamentary committees.
- Ad hoc reports on overseas official travel by Federal and State Members of Parliament.
Management Documents
- Evaluations and reviews of overseas posts.
- Briefs for, and reports on, post liaison visits and post review team visits.
- Corporate planning documents, including the Corporate Plan 1993-96, and the portfolio budget measures statements.
- Documents and databases relating to budget and human resources management.
- Documents on post audits.
- Documents on office supplies and equipment, motor vehicles, telephones and general office services matters.
- Documents on property and accommodation matters within Australia.
- Documents on the Continuous Improvement Program.
- Documents relating to workplace bargaining.
- Documents relating to the selection of experts, engagements of individual and institutional experts, advisory board members, project managers and policy responses, contracts for the engagement of consultants.
- Documents on personnel planning, conditions of service, career development counselling and discipline and grievance matters.
- Reports of selection advisory committees and joint selection committees.
- Documents on average staffing levels.
- Documents and databases relating to staff employed overseas (locally engaged staff), their salaries, conditions, classifications and numbers.
- Documents and databases relating to the design, implementation and operation of the Department's computer-based information handling, storage, retrieval and control systems serving the areas of communications, accounting, records management, consular, passports, freedom of information, training, management, aid projects and training awards.
- Documents on fraud investigations.
- Documents on personnel security, physical and protective security, funding of protective security measures, post inspection reports, technical and IT security and contingency plans in relation to the Department's operations abroad and in Australia.
- Database on incidents affecting security overseas.
- Database of DFAT business clients.
- Documents and database relating to foreign diplomatic and consular personnel in Australia.
- Memoranda and cablegrams.
- Records of meetings and discussions.
- Submissions to senior officers and to portfolio Ministers.
Other categories
- Standard paragraphs for correspondence on a wide range of policy items.
- Documents relating to funding, financial operations, debtors and payment of claims in Australia and overseas.
- Magnetic storage and microfiche records of passport issue details.
- Master sets of DFAT News, an internal departmental bulletin.
- Organisation charts and related information.
- Submissions to various committees examining aspects of the Department's organisation and related documents.
- Personal records of employees, including some data on their families and next of kin.
- Personal security files on security cleared personnel.
- Records of travel, removals and storage.
- Sets of administrative circulars.
- Sets of current and discontinued information papers.
- Public information materials on film, video cassette, radio tape, compact disk, slide and written forms, projecting Australia and its policies overseas.
- Training material in various forms such as film, video cassette and slides.
- Annual forward information technology procurement plan.
- Corporate Information Technology Strategic Plan 1992-93/1994-95, mid term Progress Report - May 1995.
- Permit register under Nuclear Non-Proliferation (Safeguards) Act.
- Documents and data base records related to implementation of the Chemical Weapons (Prohibition) Act 1994.
- Survey returns relating to the identification of companies and organisations subject to permit and notification requirements of the Chemical Weapons (Prohibition) Act 1994.
Documents Open to Public Access
Registers of Australian Births Abroad
One of the functions of the Department of Immigration and Ethnic Affairs is to record such information, and individuals may seek extracts from the registers through that Department. However, in performing functions under the Australian Citizenship Act in connection with births abroad of children of Australian parents, consular officials of the Department of Foreign Affairs and Trade at Australian diplomatic missions and consular posts maintain registers of such births.
Although data entered in these registers is regularly notified to the Department of Immigration and Ethnic Affairs, the registers themselves are held long term at the missions or posts concerned. Individuals may request and obtain extracts from them.
Documents For Sale
A wide range of documents is available for purchase from Commonwealth Government bookshops or the Department. All departmental publications stocked at the time of preparation of this report are listed under a separate Appendix.
Documents Free of Charge
- Occasional papers, briefs.
- Ministerial and departmental news releases.
- Information about the Department of Foreign Affairs and Trade.
- Department of Foreign Affairs and Trade Corporate Plan.
- Foreign Affairs and Trade Business Directory.
- Human Rights Manual.
- Annual reports of the Australia-China Council, the Australia-France Foundation, the Australia-India Council, the Australia-Indonesia Institute, the Australia-Japan Foundation, the Australia-Korea Foundation and the Australia-New Zealand Foundation.
- Fact sheet series.
- Newsletters.
- Treaties Information Kit, Australia and International Treaty Making.
- Briefing papers, International Court of Justice: Portugal V. Australia (concerning East Timor).
- Post publications produced by missions overseas (for example fact sheets, bilateral relations booklets).
- Hints for Australian Travellers.
- Consular newsletter issued quarterly to travel agents and travel industry.
- Asian Forms of Address.
- The Antarctic Treaty System.
- Australia's Regional Security.
- Peace and Disarmament News.
- Latin American Links Newsletter.
- Environment: Australia's International Agenda.
- Information package on the European Union.
- Russia and Eurasia Newsletter.
- Every Right: Australia and Global Human Rights.
- Report of the Australian Delegation to the UN General Assembly.
- Australia and the United Nations.
- Australia in the United Nations and the Specialised Agencies.
- Australia and the Security Council.
- UNESCO Australia.
- Discussion Papers on the European Community Single Market Program: Implications for Australia.
- Research and Policy Discussion Papers series.
- November 1995 APEC Economic Leaders' Declaration for Action - Osaka.
- November 1995 APEC Ministerial-level Meeting: Joint Statement.
- Central Statistical Section publications: Economic and Trade Statistics card; Composition of Trade; Exports of Primary and Manufacturing Products; Australia's Trade with ASEAN; Australia's Trade with the EC; Australia's Basic Trade Statistics; Trade in Services.
- The Australia-European Union Trade and Investment: Towards 2000 - Executive Summary.
- US Trade Barrier Affecting Australian Exports (1994).
- NAFTA: Implications for Australia (1994).
- Quarterly Economic and Trade Review.
- Food Security: An Historical Perspective (1996).
Within AusAID, Freedom of Information (FoI) activities are managed through the International Policy and Ministerial Services (IPMS) Section.
The telephone number of the Freedom of Information Officer is (06) 276 461. Written requests can be addressed to the Freedom of Information Coordinator, International Policy and Ministerial Services Section, AusAID, GPO Box 887, CANBERRA, ACT 2601.
Powers
In carrying out the functions of the Agency, AusAID exercises the following powers:
- authorising expenditure on Australia's development cooperation program;
- administering development cooperation activities and programs, including:
- undertaking and publishing analyses and general information on the development cooperation program and international development issues;
- undertaking appraisals and evaluations of development cooperation activities;
- authorising provision of financial support for international organisations; inviting tenders, arranging and entering into contracts for the supply of goods and services;
- selecting consultants and contractors to provide services for the implementation of development cooperation activities;
- extending official financial support to overseas trainees and students in Australia, including allocation and administration of study and training awards;
- selecting educational organisations to manage training courses in Australia for overseas students; and
- granting financial assistance for development-related conferences and seminars.
Community, Business, Academic and Public Participation/Consultation
AusAID encourages and facilitates outside participation in the development and implementation of development cooperation policies and activities, engaging in wide-ranging cooperation and consultation with community, business and academic organisations and the general public. This process of participation and consultation is primarily through four bodies:
- The Advisory Council on Aid Policy;
- Advisory Group on International Health;
- Private Sector Linkages Program Advisory Committee; and
- AusAID/NGO Committee for Development Cooperation.
Further information on these groups is available from AusAID upon request. There are a number of mechanisms for consultation with community groups. The annual AusAID/NGO consultation is held in September each year. It provides a forum for general discussion of policy issues and matters of mutual interest. The AusAID executive meets with the Australian Council for Overseas Aid (ACFOA) several times a year. AusAID officers also meet with NGO representatives on various ACFOA policy and geographic committees. The AusAID-NGO Gender and Development Consultations occur biannually between representatives from relevant areas of policy and operations within AusAID, and NGO's invited by ACFOA. The consultations are a forum for discussion of current issues affecting gender and development.
AusAID/NGO Consultations on Environment and Development are held three times a year. The main objective of the consultations is to provide an opportunity for dialogue between AusAID and environment and development NGOs on environment policy and program issues in the aid program. AusAID participates in DFAT's regular consultations with the Australian NGO community on human rights issues. These consultations are held three times a year and aim to inform the NGO community about actions the Government is taking to promote human rights internationally, as well as providing an opportunity for NGOs to raise particular issues.
Consultation and Contact with the Business Community
During 1995-96 AusAID continued with a series of public seminars with the objective of providing information on current aid activities, priorities and opportunities to Australian suppliers, consultancy companies and the public. These were primarily organised through the AusAID state offices but also included talks by central office staff. These seminars were held in conjunction with DFAT, Austrade and various industry groupings. Presentations were given in all state capital cities and in regional centres, such as Shepparton, Albury-Wodonga, Bunbury and northern Queensland.
AusAID continued to participate in other major business-focussed events including:
- the National Trade and Investment Outlook Conference;
- the International Business Week; and
- the Northern Territory Expo 96.
The Business Cooperation Section (BCS) of AusAID continued to produce a range of publications with the purpose of informing the Australian business community and the public of private sector participation in the aid program. These included:
- Business News (a quarterly newsletter mailed to over 3000 subscribers); and
- Business Participation in AusAID's Aid Programs 1994-95 which lists contracts awarded.
The Director of the Business Cooperation Section, can be contacted on telephone 06-206 4900 or facsimile 06-206 4875 regarding any publications or enquires on business related matters. A decision was taken in late 1995-96 on budget grounds to phase out the Business Liaison Officer function in the state offices of AusAID over the next year.
AusAID documents
AusAID has a wide range of documents necessary for the administration of the aid program. Documents fall into the following categories.
General
- Submissions to portfolio Ministers, the Parliamentary Secretary to the Minister for Foreign Affairs, the Director General, AusAID Executive and other government agencies.
- Ministerial and departmental correspondence and replies.
- Texts of speeches and press statements.
- Briefs, reports, related documents and electronic records on international, third country and Australian aspects of aid policy issues, and development and implementation of aid programs and projects.
- Records, guidelines and documents relating to the selection and contracting of consultants and agents, records of understanding, procurement of goods and services and policy responses.
- Documents and electronic records relating to government support for NGO aid projects.
- Reports and documents of international agencies.
- Statistical data relating to Australia's international reporting commitments and the domestic presentation of Australia's general aid performance.
- Documents and records regarding the training and education of sponsored overseas students in Australia including records relating to individual students, program guidelines and contracts with training authorities.
- Records and guidelines for the award of grants for seminar sponsorship, development research and activities carried out by professional bodies.
Major Documents
- Treaties, memoranda of understanding, exchange of letters and other agreements between the Australian and other governments on aid matters.
- Cabinet submissions, memorandums and decisions.
- Appraisal, review and evaluation reports on aid activities.
- Feasibility studies of proposed aid projects, project design and implementation documents.
Parliamentary Matters
- Briefings for Ministers on possible parliamentary questions.
- Records of parliamentary-related business such as responses to parliamentary questions on notice, legislation matters, briefings for parliamentary delegations and submissions to parliamentary enquiries and committee reports.
Management Documents
- Documents and electronic records relating to financial management, including accounting and budget planning documents;
- Personnel management documents and records;
- Documents relating to strategic and corporate planning.
- Documents and materials relating to staff development and training.
- Office procedure and information circulars outlining policies and procedures relating to implementation of the aid program.
AusAID Public Affairs
AusAID produces a number of publications aimed at promoting awareness of the aid program in the public domain. Examples of such publications are:
- Focus, a quarterly publication, aimed at making Australia's overseas aid program more widely known and encouraging discussion on development issues; and
- Relief Review, produced eight times a year, to provide information on relief and refugee issues to ensure that media, politicians and other interest groups are kept informed of the continuing role of humanitarian relief in the aid program.
Since December 1995, AusAID has had a presence on the Internet via the DFAT home Page. Listed on the site are press releases, information about the Agency and the Australian overseas aid program, selected speeches and various key publications.
A list of publications available for purchase can be obtained from the Director, Public Affairs Section, AusAID, GPO Box 887, CANBERRA ACT 2601.
Response by DFAT and AusAID to FoI Requests in 1995-96
|
Number | |
|
Requests from previous year |
7 |
|
Formal requests received |
34 |
|
Access granted in full |
4 |
|
Access granted in part |
13 |
|
Access refused |
6 |
|
Requests withdrawn or lapsed |
6 |
|
Transferred to another agency |
3 |
|
Not finalised within year |
9 |
Fees and Charges Collected in 1995-96
|
Fees |
$650 |
|
Charges |
$1092 |
Advertising And Market Research
|
Type of Organisation |
Amount |
Location/Unit |
|
Advertising Agencies | ||
|
Marcus Radcliffe |
6,768 |
Washington |
|
Sub-Total |
6,768 |
|
|
Market Research & Polling Organisations | ||
|
Media Control |
4,626 |
Bonn |
|
GPM Marketing |
1,884 |
Bonn |
|
Sample Institute |
11,494 |
Bonn |
|
Nippon Research Centre |
9,052 |
Tokyo |
|
Observer |
2,545 |
Vienna |
|
Frank Small & Associates |
10,000 |
PAD* |
|
Diagnostic & Creative Workshop |
362,467 |
Marketing Australia |
|
Sub-Total |
402,068 |
|
|
Media Advertising Organisations | ||
|
Freiha |
8,585 |
Beirut |
|
Volkan Reklam |
5,670 |
Ankara |
|
Deutsche Stadt Reklame |
12,350 |
Bonn |
|
General & Anzeiger |
1,615 |
Bonn |
|
Runze & Casper |
10,692 |
Bonn |
|
Bonner Rundschau Promotion Service |
5,765 |
Bonn |
|
IWS |
4,602 |
Bonn |
|
Austin Knight |
4,733 |
London |
|
Neville Jeffress Advertising |
145,715 |
Various |
|
Media Entertainment & Arts |
1,035 |
AII** |
|
K & D Publishing |
7,875 |
ETD*** |
|
Executive Media |
1,700 |
ETD*** |
|
National Business Directory |
245 |
ETD*** |
|
AEEMA |
18,000 |
PAD* |
|
Radio East |
16,666 |
PAD* |
|
Easy Fm China |
25,526 |
PAD* |
|
Batey Kazoo |
2,759,766 |
PAD* |
|
Advertising Print Sales P/L |
173,000 |
PAD* |
|
Australia Television International |
300,000 |
PAD* |
|
Ideas And The Investor |
13,700 |
PAD* |
|
Quill Communications |
16,966 |
PAD* |
|
Katane Advertising P/L |
336 |
PAD* |
|
Sub-Total |
3,534,542 |
|
|
Direct Mail Organisations | ||
|
Koomarri Printers |
3,189 |
Various |
|
Act Mailing |
28,024 |
PAD* |
|
Sub-Total |
31,213 |
|
|
Total |
3,974,591 |
|
* Public Affairs Division
** Australia Indonesia Institute
***
Economic Trade Development Division
| Provider |
Purpose |
Amount (A$) |
| Neville Jeffress Advertising |
Advertisement of research grants |
4,400 |
| Neville Jeffress Advertising |
Advertisement of project tenders |
100,001 |
| Neville Jeffress Advertising |
Advertisement of ASEAN-Australian Economic Cooperation Program (AAECP) Linkages Stream |
11,976 |
| Neville Jeffress Advertising |
Advertisement of AusAID project in Colombo |
4,557 |
| Neville Jeffress Advertising |
Advertisement of positions vacant |
70,693 |
| Australian Government Publishing Service |
Advertisement of positions vacant |
4,764 |
| Royal Australasian Institute of Public Administration |
Sponsorship of Annual Conference |
23,000 |
| Public Service & Merit Protection Commission |
Participation in Public Service Best Practice Exhibition |
5,000 |
| Commonwealth of Australia Purchasing & Disposals Gazette |
Notification of contracts arranged |
2,838 |
| RL Polk & Company Pty Ltd |
Prepare for postage AusAID publication on women in development |
233 |
| Duffy Data & Design |
Prepare labels for mail out of AusAID publication on women in development |
50 |
| Supermail |
Mailout of AusAID brochures for International Business Week |
76 |
| Supermail |
Mailout of AusAID information to AusAID-sponsored students |
45 |
| Supermail |
Mailout of 'Focus' to AusAID-sponsored students |
92 |
| Kompas, The Jakarta Post, Bisnis Indonesia Gatra |
Advertisement of AAECP Linkages Stream |
11,525 |
| Business World Publishing Corporation, Manila |
Advertisement of AAECP Linkages Stream |
1,632 |
| The Manila Bulletin |
Advertisement of AAECP Linkages Stream |
1,627 |
| The Nation, Bangkok |
Advertisement of AAECP Linkages Stream |
4 048 |
| Bangkok Post |
Advertisement of AAECP Linkages Stream |
5,513 |
| Borneo Bulletin |
Advertisement of AAECP Linkages Stream |
1 159 |
| Borneo Bulletin |
Advertisement of position vacant |
1,174 |
| New Straits Times & Business Times, Kuala Lumpur |
Advertisement of AAECP Linkages Stream |
3,518 |
| Vietnam News |
Advertisement of AAECP Linkages Stream |
3,094 |
| The Straits Times, Singapore |
Advertisement of AAECP Linkages Stream |
3,110 |
| Cambodia Daily |
Advertisement of positions vacant |
539 |
| Phnom Penh Post |
Advertisement of positions vacant |
1,212 |
| Fiji Times Ltd |
Advertisement of position vacant |
536 |
| Fiji Times Ltd |
Advertisement of 1997 ADCOS intake |
3,429 |
| Fiji Times Ltd |
Advertisement for public launching of the Economic Report |
309 |
| Daily Post, Fiji |
Advertisement of 1997 ADCOS intake |
2,239 |
| Daily Post, Fiji |
Advertisement for public launching of the Economic Report |
398 |
| The Island, Sri Lanka |
Advertisement of 1997 ADCOS intake |
357 |
| Daily News, Sri Lanka |
Advertisement of 1997 ADCOS intake |
614 |
| Divaina, Sri Lanka |
Advertisement of 1997 ADCOS intake |
566 |
| Dinamina, Sri Lanka |
Advertisement of 1997 ADCOS intake |
480 |
| Thinakaran, Sri Lanka |
Advertisement of 1997 ADCOS intake |
344 |
| Virakesari, Sri Lanka |
Advertisement of 1997 ADCOS intake |
487 |
| Haveeru, Maldives |
Advertisement of 1997 ADCOS intake |
330 |
| Aaafathis |
Advertisement of 1997 ADCOS intake |
352 |
| TV Maldives |
Advertisement of 1997 ADCOS intake |
2 |
| Voice of Maldives |
Advertisement of 1997 ADCOS intake |
19 |
| Manila Bulletin |
Advertisement of position vacant |
1,065 |
| MA Theresa M Jazmines |
Development of public relations strategy for AusAID Manila |
3,797 |
| Mindanoa Express, Philippines |
Advertisement of 1997 ADCOS intake |
245 |
| DXUM, Philippines |
Advertisement of 1997 ADCOS intake |
883 |
| ABS-CBN, Philippines |
Advertisement of 1997 ADCOS intake |
471 |
| Mindanao Publishers, Philippines |
Advertisement of 1997 ADCOS intake |
196 |
| Mindanao Gazette, Philippines |
Advertisement of 1997 ADCOS intake |
98 |
| DC Publications, Inc, Philippines |
Advertisement of 1997 ADCOS intake |
196 |
| Mindanao Daily Mirror, Philippines |
Advertisement of 1997 ADCOS intake |
589 |
| People's Daily Forum, Philippines |
Advertisement of 1997 ADCOS intake |
687 |
| Radio Phils Network, Philippines |
Advertisement of 1997 ADCOS intake |
206 |
| Prenza Zamboanga, Philippines |
Advertisement of 1997 ADCOS intake |
157 |
| Sun Star Morning Times, Philippines |
Advertisement of 1997 ADCOS intake |
196 |
| Daily Zamboanga Times, Philippines |
Advertisement of 1997 ADCOS intake |
330 |
| The Morning Times, Philippines |
Advertisement of 1997 ADCOS intake |
196 |
| Mindanao Business Reporter, Philippines |
Advertisement of 1997 ADCOS intake |
294 |
| Ang Peryodiko Dabaw, Philippines |
Advertisement of 1997 ADCOS intake |
530 |
| Mindanao Trend, Philippines |
Advertisement of 1997 ADCOS intake |
176 |
| Le Journal de Geneve, Switzerland |
Advertisement of vacant position |
726 |
| La Tribune de Geneve, Switzerland |
Advertisement of vacant position |
709 |
| Valcol Employment Bureau, Harare |
Advertisement of vacant positions |
6,559 |
| The Hindustan Times, New Delhi |
Advertisement of vacant position |
1,020 |
| Bangkok Post and The Nation |
Advertisements of vacant positions |
5 685 |
| Creative Communications, Bangladesh |
Advertisement for Bangladesh Australia Alumni Association |
1,277 |
| Creation, Bangladesh |
Advertisement of 1997 ADCOS intake |
7,350 |
| IDP Education Australia |
Advertisement of 1997 ADCOS intake |
7,000 |
| Total |
301,999 |
EQUAL EMPLOYMENT OPPORTUNITY DATA
30 June 1996
|
Male |
Female |
Total |
M% Total |
F% Total | |
| ASO1 |
19 |
22 |
41 |
46.3 |
53.7 |
| ACPOSTUDY |
4 |
2 |
6 |
66.7 |
33.3 |
| GSO2 |
0 |
3 |
3 |
0.0 |
100.0 |
| GSO3 |
0 |
1 |
1 |
0.0 |
100.0 |
| Total |
23 |
28 |
51 |
45.1 |
54.9 |
| ASO2 |
96 |
207 |
303 |
31.7 |
68.3 |
| GAA |
14 |
19 |
33 |
42.4 |
57.6 |
| GSO5 |
1 |
0 |
1 |
100.0 |
0.0 |
| Total |
111 |
226 |
337 |
32.9 |
67.1 |
| ASO3 |
99 |
197 |
296 |
33.4 |
66.6 |
| ASO4 |
123 |
174 |
297 |
41.4 |
58.6 |
| GSO8 |
4 |
0 |
4 |
100.0 |
0.0 |
| ITO1 |
8 |
4 |
12 |
66.7 |
33.3 |
| TO2 |
3 |
0 |
3 |
100.0 |
0.0 |
| Total |
138 |
178 |
316 |
43.7 |
56.3 |
| ASO5 |
55 |
52 |
107 |
51.4 |
48.6 |
| PAO1 |
4 |
2 |
6 |
66.7 |
33.3 |
| TO3 |
5 |
1 |
6 |
83.3 |
16.7 |
| PO1 |
0 |
2 |
2 |
0.0 |
100.0 |
| SRO1 |
0 |
2 |
2 |
0.0 |
100.0 |
| Total |
64 |
59 |
123 |
52.0 |
48.0 |
| ASO6 |
220 |
123 |
343 |
64.1 |
35.9 |
| ITO2 |
9 |
9 |
18 |
50.0 |
50.0 |
| RO2 |
21 |
26 |
47 |
44.7 |
55.3 |
| TO4 |
55 |
0 |
55 |
100.0 |
0.0 |
| PO2 |
0 |
2 |
2 |
0.0 |
100.0 |
| SRO2 |
2 |
2 |
4 |
50.0 |
50.0 |
| Total |
307 |
162 |
469 |
65.5 |
34.5 |
| SOGC |
238 |
102 |
340 |
70.0 |
30.0 |
| SITOC |
18 |
1 |
19 |
94.7 |
5.3 |
| PAO2 |
4 |
2 |
6 |
66.7 |
33.3 |
| SOCTECH |
9 |
0 |
9 |
100.0 |
0.0 |
| PRO |
0 |
2 |
2 |
0.0 |
100.0 |
| SPOC |
2 |
1 |
3 |
66.7 |
33.3 |
| Total |
271 |
108 |
379 |
71.5 |
28.5 |
| SOGB |
212 |
45 |
257 |
82.5 |
17.5 |
| SITOB |
8 |
0 |
8 |
100.0 |
0.0 |
| PAO3 |
18 |
8 |
26 |
69.2 |
30.8 |
| SPAO1 |
12 |
5 |
17 |
70.6 |
29.4 |
| SOBTECH |
3 |
0 |
3 |
100.0 |
0.0 |
| SPOB |
1 |
0 |
1 |
100.0 |
0.0 |
| Total |
254 |
58 |
312 |
81.4 |
18.6 |
| SOGA |
1 |
0 |
1 |
100.0 |
0.0 |
| SITOA |
2 |
2 |
4 |
50.0 |
50.0 |
| MED2 |
0 |
1 |
1 |
0.0 |
100.0 |
| Total |
3 |
3 |
6 |
50.0 |
50.0 |
| SES1 |
92 |
17 |
109 |
84.4 |
15.6 |
| SES2 |
41 |
3 |
44 |
93.2 |
6.8 |
| SES3 |
8 |
1 |
9 |
88.9 |
11.1 |
| SPAO2 |
2 |
0 |
2 |
100.0 |
0.0 |
| DIR ASO |
1 |
0 |
1 |
100.0 |
0.0 |
| SEC A |
1 |
0 |
1 |
100.0 |
0.0 |
| SES SPEC 1 |
1 |
0 |
1 |
100.0 |
0.0 |
| MED3 |
2 |
0 |
2 |
100.0 |
0.0 |
| Total |
148 |
21 |
169 |
87.6 |
12.4 |
| Total |
1,418 |
1,040 |
2,458 |
57.7 |
42.3 |
|
Salary Ranges |
Total |
Male |
Female |
NESB1 |
NESB2 |
ATSI |
PWD |
Total EEO |
|
Staff |
Records | |||||||
|
Identified | ||||||||
|
Below $26137 |
51 |
23 |
28 |
2 |
8 |
8 |
0 |
46 |
|
(includes ASO1 and equivalent) |
(45.1%) |
(54.9%) |
(3.9%) |
(15.7%) |
(15.7%) |
(0.0%) |
(89.6%) | |
|
$26138-$29453 |
337 |
111 |
226 |
40 |
60 |
4 |
9 |
296 |
|
(includes ASO2 and equivalent) |
(32.9%) |
(67.1%) |
(11.9%) |
(17.8%) |
(1.2%) |
(2.7%) |
(87.9%) | |
|
$29454-$32651 |
296 |
99 |
197 |
24 |
38 |
4 |
6 |
280 |
|
(includes ASO3 and equivalent) |
(33.4%) |
(66.6%) |
(8.1%) |
(12.8%) |
(1.4%) |
(2.0%) |
(94.6%) | |
|
$32652-$36609 |
316 |
138 |
178 |
18 |
49 |
10 |
9 |
297 |
|
(includes ASO4 and equivalent) |
(43.7%) |
(56.3%) |
(5.7%) |
(15.5%) |
(3.2%) |
(2.9%) |
(94.1%) | |
|
$36610-$39877 |
123 |
64 |
59 |
10 |
15 |
0 |
2 |
113 |
|
(includes ASO5 and equivalent) |
(52.0%) |
(48.0%) |
(8.1%) |
(12.2%) |
(0.0%) |
(1.6%) |
(91.8%) | |
|
$39878-$46658 |
469 |
307 |
162 |
33 |
49 |
1 |
16 |
440 |
|
(includes ASO6 and equivalent) |
(65.5%) |
(34.5%) |
(7.0%) |
(10.5%) |
(0.2%) |
(3.4%) |
(93.8%) | |
|
$46659-$54088 |
379 |
271 |
108 |
43 |
52 |
4 |
13 |
356 |
|
(includes SO C and equivalent) |
(71.5%) |
(28.5%) |
(11.4%) |
(13.7%) |
(1.1%) |
(3.4%) |
(93.8%) | |
|
$54089-$64877 |
312 |
254 |
58 |
29 |
47 |
0 |
5 |
305 |
|
(includes SO B and equivalent) |
(81.4%) |
(18.6%) |
(9.3%) |
(15.1%) |
(0.0%) |
(1.6%) |
(97.8%) | |
|
$64878-$67154 |
6 |
3 |
3 |
0 |
0 |
0 |
0 |
3 |
|
(includes SO A and equivalent) |
(50.0%) |
(50.0%) |
(0.0%) |
(0.0%) |
(0.0%) |
(0.0%) |
(50.0%) | |
|
Above $67155 |
169 |
148 |
21 |
4 |
37 |
0 |
5 |
158 |
|
(includes SES and equivalent) |
(87.6%) |
(12.4%) |
(2.4%) |
(21.9%) |
(0.0%) |
(2.9%) |
(93.5%) | |
|
Total |
2,458 |
1,418 |
1,040 |
203 |
355 |
31 |
65 |
2,297 |
|
(100%) |
(57.7%) |
(42.3%) |
(8.3%) |
(14.4%) |
(1.3%) |
(2.6%) |
(93.5%) | |
The EEO Program is an integral part of AusAID's management practices. AusAID's current EEO plan runs from 1993 to 1996.
Key achievements resulting from this plan in 1995-96 were:
- an increase in the participation rate of women in the SES from 15.4% to 21.4%;
- an increase in the participation rate of women in Senior Officer ranks from 29% to 31%;
- an increase in the participation rate of women in middle management (ASO5s and ASO6s) from 46% to 50%;
- the appointment of three Aboriginal and Torres Strait Islander people to Graduate Administrative Assistant (GAA) positions, which comprised 25% of the total Aboriginal and Torres Strait Islander GAA intake for the APS in 1996;
- offering two scholarships to Aboriginal and Torres Strait Islander people to fund their final year of tertiary study during 1996; and
- establishing an informal network of Aboriginal and Torres Strait Islander staff featuring regular meetings with management to discuss issues of relevance to the group.
AusAID: Representation of EEO Groups Within Salary Levels
| Salary Levels |
NESB-1 |
NESB-2 |
ATSI |
PWD |
Women |
Total Staff |
| $17685 - $25938 |
4 |
1 |
3 |
10 |
12 | |
| ASO1 & Equiv |
0.67% |
0.17% |
0.50% |
1.68% |
2.02% | |
| $26560 - $29453 |
3 |
3 |
8 |
2 |
30 |
54 |
| ASO2 & Equiv |
0.50% |
0.50% |
1.34% |
0.34% |
5.04% |
9.08% |
| $30252 - $32651 |
4 |
5 |
2 |
34 |
40 | |
| ASO3 & Equiv. |
0.67% |
0.85% |
0.34% |
5.72% |
6.72% | |
| $33717 - $36609 |
5 |
4 |
1 |
3 |
26 |
44 |
| ASO4 & Equiv. |
0.85% |
0.67% |
0.17% |
0.50% |
24.37% |
7.39% |
| $37607 - $39877 |
8 |
3 |
1 |
45 |
74 | |
| ASO5 & Equiv. |
1.34% |
0.50% |
0.17% |
7.56% |
12.44% | |
| $40618 - $48077 |
14 |
7 |
1 |
7 |
79 |
167 |
| ASO6 & Equiv. |
2.35% |
1.18% |
0.17% |
1.18% |
13.28% |
28.06% |
| $49932 - $54088 |
12 |
8 |
6 |
45 |
134 | |
| SOC & Equiv. |
2.02% |
1.34% |
1.01% |
7.56% |
22.52% | |
| $56846 - $64877 |
3 |
1 |
3 |
16 |
54 | |
| SOB & Equiv. |
0.50% |
0.17% |
0.50% |
2.69% |
9.08% | |
| $67154 |
1 |
1 | ||||
| SOA & Equiv. |
0.17% |
0.17% | ||||
| $80510 - $119741 |
3 |
5 | ||||
| SES & Equiv. |
0.50% |
12.52% | ||||
| Total |
54 |
32 |
10 |
27 |
288 |
595 |
|
9.08% |
5.38% |
1.68% |
4.54% |
48.40% |
100.00% |
Note: Percentage for women are based on total staff number. Percentages for other groups are based on staff who volunteered EEO data.
Reports by the Auditor-General
The following reports of the Auditor-General, tabled in Parliament during the year, refer to the operation of the Department.
Audit Report No. 13 (1995-96) Financial Statements Audit - Results of the 1994-95 Financial Statements Audits of Commonwealth Entities.
With the exception of the Australian Security Intelligence Service, all financial statements within the Portfolio were unqualified. The audit report of the Australian Security Intelligence Service was qualified as a result of a declaration issued by the Minister for Foreign Affairs under subsection 70D(1) of the Audit Act 1901 which provided that particular parts of the accounts were to be treated as exempt accounts. These were not able to be subject to audit by the Auditor-General.
The ANAO found that the Department and AusAID had appropriate risk assessments and management structures in place, and that overall the control structures were sound.
Matters raised with the Department in respect of accounting controls included:
- failure in some instances to document verification of collection and banking receipts;
- the need for improvement in the reconciliation of debtors and receipting functions; and
- the need for improvement in the timeliness of reconciliations between the Department's accounting system and the Department of Finance Ledger System.
In addressing these matters the Department has:
- introduced an additional control for document verification of passport revenue collection and banking of receipts at the end of each month with the reconciliation of PICS data against CAP to ensure that fees at the appropriate rate have been banked for all issues recorded in PICS;
- transferred the functions and responsibilities for debtors management to the Collector of Public Moneys position, resulting in improved reporting, follow-up and acquittal of debts;
- introduced an electronic reconciliation system which provides for daily loading of electronic data from the Department of Finance, which is to be validated and then reconciled to the Department's accounting system data on a monthly basis commencing 1996-97.
The ANAO was satisfied that AusAID had appropriately evaluated the risk exposures specific to aid expenditure, although further improvements could be made in relation to the adequacy of resources allocated to the spotcheck program, the utilisation of contract audit provisions and the extent of reliance on the integrity of the external organisations. AusAID implemented an expanded spotcheck program in 1995-96 which has assisted officers in gaining assurance that claims submitted to AusAID are supported by appropriate systems and documentation. Compliance with contract provisions has been one of the issues highlighted in the spotcheck program.
Audit Report No. 19 (1995-96) Performance Audit - The Management of Small and Medium-sized Overseas Posts.
The ANAO found evidence of good practice, but established that changes could be made that would lead to improved management and accountability of overseas posts, and at the same time assist in creating a more cooperative, team-focussed approach to Australian Government representation at these posts. The ANAO recommended, in particular, that the Department:
- review the responsibilities of the Senior Administrative Officer position;
- consider introducing a regionalised approach to basic administrative processes;
- examine the feasibility of introducing automated decision-making systems for procedures where this is likely to be cost-effective;
- introduce on-line links between posts and Central Office to facilitate timely exchange of processing of budget information; and
- for the second version of the International Administrative Support Services Agreement, DFAT and client agencies set out unambiguously the services to be provided at individual posts, prior to the agreement taking effect, and that posts and client agencies at posts have a copy of the final agreement before it is due to take effect so there is no uncertainty of intent.
In addressing these matters the Department:
- building on studies that had already been undertaken in the Department, the Review of Administrative Processes (RAP) commenced an analysis of the functions and responsibilities of Senior Administrative Officers. The analysis considers the need for certain functions, assesses the potential for further efficiency gains, transfer of functions to locally engaged staff or other A-based staff, and assesses what functions could be performed through a regional centre. A paper has been prepared on the future career opportunities for administrative staff with a view to assessing the Department's recruitment, training and placement policies for officers seeking positions in administrative support functions;
- continues to review the opportunities to further automate process and decision making systems to reap the benefits from its investment in secure and unclassified IT. The program of ADCNET and NNS will see all posts have at least an unclassified e-mail link to Canberra by 1 July 1997, in preparation for the introduction overseas of the Department of Finance's new central ledger system, Finance Information on Resource Management (FIRM);
- agreed that, for the second version of the International Administrative Support Services Agreement DFAT and client agencies have a copy of the agreement and a clear and unambiguous understanding of the services to be provided at individual posts, prior to the agreement's taking effect.
The following report of the Auditor-General, which encompassed a number of agencies including DFAT but was reported in generic terms, was tabled in Parliament during the year.
Audit Report No. 27 (1995-96) Financial Control and Administration Audit - Asset Management.
The overall audit conclusion was that the principles of asset management dealing with strategic planning, acquisition, operation and disposal are not being applied in most agencies and can be significantly improved where they are; and that in relation to management control and monitoring of assets, entities have generally developed basic asset policies and procedures and implemented adequate asset accounting systems.
The ANAO found however that assets were well managed in the Department, and that problems found in prior years were being addressed.
Nil.
INQUIRIES BY PARLIAMENTARY COMMITTEES
As the major source of government advice on foreign and trade policy issues, the Department is often called on to provide assistance to Parliament. This appendix contains details of the major parliamentary committee inquiries that focused on portfolio issues during 1995-96.
A. JOINT STANDING COMMITTEE ON FOREIGN AFFAIRS, DEFENCE AND TRADE
- Australia's Relations with Thailand
- In September the Department was asked to update information supplied on cultural relations in its March/April 1994 submission to the inquiry. The report was tabled on 20 November 1995.
- Australia's Relations with Southern Africa
- On 30 March 1995 the Committee received a reference to investigate and report on Australia's political, security and trade interests in the post-apartheid era. On 25 August 1995 the Department provided evidence to the inquiry.
- Human Rights and Progress Towards Democracy in Burma
- The Human Rights Sub-Committee received a reference on this issue from the Senate in March 1994. The Department provided a written submission to the inquiry in December 1994. The report of the Sub-Committee was tabled on 26 October 1995.
- Bosnia: Australia's Response
- In October 1995 the Department provided evidence to the inquiry. The Committee's report was released on 25 January 1996 and tabled on 30 April 1996.
B. SENATE FOREIGN AFFAIRS, DEFENCE AND TRADE LEGISLATION COMMITTEE
- Consideration of Additional Estimates
- The Department appeared before the Committee on 13 November 1995.
C. SENATE FOREIGN AFFAIRS, DEFENCE AND TRADE REFERENCES COMMITTEE
- The Development of Australia's Airlinks with Latin America
- The Committee received a reference on this issue in November 1995. The Department provided a written submission to the inquiry on 31 May 1996 and gave oral evidence on 11 June 1996.
- Nuclear Testing and Non-Proliferation Inquiry
- The Committee received a reference on this issue in June 1995. The Department provided a written response to the inquiry on 9 October 1995 and further background papers on 17 October 1995. It also gave evidence to hearings held on 20 November 1995.
- The Inquiry into the Australian Government's Provision of Consular
Assistance
- The Committee received a reference on this issue in August 1995. On 20 November 1995 the Department provided a written submission to the inquiry.
- Australia's Relations with the People's Republic of China
- This inquiry commenced in May 1993. Further to earlier input from the Department, the Committee included information from Country Economic Briefs prepared in October 1995, and tabled the report on 26 June 1996.
D. SENATE LEGAL AND CONSTITUTIONAL REFERENCES COMMITTEE
- Trick or Treaty? Commonwealth power to make or implement
treaties.
- The Committee's report was tabled on 29 November 1995.
E. JOINT STANDING COMMITTEE ON MIGRATION
- Australia's Visa System for Visitors
- The Committee's report was released on 27 January 1996 and tabled on 30 April 1996.
F. HOUSE OF REPRESENTATIVES STANDING COMMITTEE ON BANKING, FINANCE AND PUBLIC ADMINISTRATION
- Keeping the Customer Satisfied: Inquiry into the devolution of running
costs flexibilities
- The Committee's report was tabled in October 1995.
JOINT STANDING COMMITTEE ON FOREIGN AFFAIRS, DEFENCE AND TRADE: HUMAN RIGHTS SUB-COMMITTEE
- Bosnia: Australia's Response
- In November 1995, AusAID and DFAT appeared before the JSCFADT Human Rights Sub-committee to provide a joint submission on the Australian Government's response to the situation in the former Yugoslavia. The report of the Sub-committee was tabled in January 1996. A key recommendation was that the Australian Government make a significant contribution to the international reconstruction effort in the former Yugoslavia. Since appearing before the Sub-committee, AusAID has provided $1.75 million in humanitarian assistance to the region to support a winter appeal issued by the United Nations High Commissioner for Refugees (UNHCR) and the human rights field operations of the United Nations High Commissioner for Human Rights.
- Inquiry into Australia's relations with Thailand (JSCFADT: Foreign
Affairs Sub-committee)
- In October 1995 the Sub-committee tabled its report. The Government's response to the Committee's report is under preparation.
- Inquiry into the Human Rights Situation in Burma and Progress towards
Democracy (JSCFADT: Human Rights Sub-committee)
- In October 1995 the Sub-committee issued its report. The Government's response to the Committee's report is under preparation.
- Briefing for JSCFADT Human Rights Sub-Committee
- AusAID officers appeared before the JSCFADT in October 1995, to brief the Human Rights Sub-Committee on the current status of Australian aid to Bouganville.
SENATE FOREIGN AFFAIRS, DEFENCE AND TRADE REFERENCES COMMITTEE
- Australia-China Relations
- AusAID provided a written submission and gave oral evidence to the Committee in 1994 and 1995. In June 1996 the Committee tabled its report.
- Two recommendations were made which directly affect AusAID:
- that the Government examine the opportunity to export public administration skills and technologies to China; and
- that the Government reconsider the decision to cease the Concessional Finance Facility (CFF) program in China, taking into account the affect such a move would have on Australia's wider economic and political interests and Australia's humanitarian efforts in China.
- Throughout the report the Committee made a number of comments, the main ones being:
- the Committee was not convinced that there is a pressing need for Australia's development assistance program to become more trade-focused than it is already;
- the Committee was concerned about the balance between Australian assistance directed towards poorer inland provinces and the dynamic coastal provinces. The Committee did take note that three-fifths of Australia's aid is directed towards the inland/western provinces in China; and
- the Committee urged the Australian Government in all appropriate forums to speak out against the practice of forced sterilisation and abortion, infanticide, restricted health and welfare benefits for families above a mandatory size, and reduced employment opportunities for women who bear more than the mandatory number of children.
- The Government has not yet responded to the report which was tabled in the Parliament on 26 June 1996.
SENATE LEGISLATION COMMITTEE
In November 1995 AusAID appeared before the Senate Legislation Committee to answer questions on the Additional Estimates sought for the aid program. All questions taken on notice at the hearing have been answered.
ABBREVIATIONS
| AAC |
Australia Abroad Council |
| AAECP |
ASEAN-Australia Economic Cooperation Program |
| AII |
Australia-Indonesia Institute |
| AAIL |
Australia and Asia Institutional Linkages |
| AAOEP |
Australia in Asia Officials Exchange Program |
| ABARE |
Australian Bureau of Agricultural and Resource Economics |
| ACC |
Australia-China Council |
| ACFOA |
Australian Council for Overseas Aid (NGOs) |
| ACIAR |
Australian Center for International Agricultural Research |
| ACIO |
Australian Commerce and Industry Office (Taipei Taiwan) |
| ACPAC |
AusAID Center for Pacific Development and Training Sydney |
| ACRS |
Arms Control and Regional Security |
| ACS |
Australian Construction Services |
| ACTI |
Australian Conservation Training Initiative |
| ADB |
Asian Development Bank |
| ADCNET |
Australian Diplomatic Communications Network |
| ADCOS |
Australian Development Cooperation Scholarship Scheme (formerly John Crawford Scholarship Scheme) |
| ADF |
Australian Defence Forces |
| AEM |
Australian Estate Management |
| AFF |
Australia-France Foundation |
| AFMEU |
Automotive Food Metals and Engineering Union |
| AFP |
Australian Federal Police |
| AFTA |
ASEAN Free Trade Area |
| AG |
Australian Group - a body seeking to prevent the proliferation of chemical and biological weapons |
| AGH |
Advisory Group on Health (AusAID) |
| AIC |
Australia-India Council |
| AIJA |
Australian Institute of Jewish Affairs |
| AJF |
Australia-Japan Foundation |
| AJMC |
Australia-Japan Ministerial Committee |
| AKF |
Australia-Korea Foundation |
| AMAC |
Accountancy Market Access Committee |
| AMC |
Australasian Manufacturing Council |
| AMCHAM |
American Chamber of Commerce in Australia |
| AMSA |
Australian Maritime Safety Authority |
| ANAO |
Australian National Audit Office |
| ANC |
African National Congress |
| ANCP |
AusAID-NGO Cooperation Program |
| ANSTO |
Australian Nuclear Science and Technology Organisation |
| ANZCERTA |
Australia-New Zealand Closer Economic Relations Agreement (also CER) |
| ANZF |
Australia-New Zealand Foundation |
| AONM |
Australian Obligated Nuclear Material |
| APCD |
Australian Parliamentary Consultative Delegation |
| APEC |
Asian Pacific Economic Cooperation |
| APHEDA |
Australian People for Health Education and Development Abroad |
| APS |
Australian Public Service |
| APTEA |
Australian Program of Training for Eurasia |
| ARF |
ASEAN Regional Forum (regional security discussions) |
| ASAP |
Australian Safeguards Assistance Program |
| ASAP |
Australian Safeguards Assistance Program |
| ASC |
Australian Sports Commission |
| ASEAN |
Association of South-East Asian Nations |
| ASIS |
Australian Secret Intelligence Service |
| ASO |
Administrative Service Officer (public service category graded in ascending seniority 1-6) |
| ASO |
Australian Safeguards Office |
| ASTAS |
Australian Sponsored Training Assistance Scholarship (formerly Australian Special Training Program) |
| ATI 94 |
Australia Today Indonesia 1994 (Public affairs and cultural promotion) |
| ATIP |
Australian Trade and Investment Package (trade expansion initiative) |
| ATS |
Australian Technical Security Service |
| AusAID |
Australian Agency for International Development |
| AUS-CSCAP |
Australian Chapter of the Committee for Security and Cooperation in the Asia Pacific |
| AUSMIN |
Australia-United States Ministerial Talks |
| BAU |
Business Affairs Unit (DFAT) |
| BWC |
Biological Weapons Convention |
| CAB |
Commercial Advisory Board (AusAID) |
| CAP |
Commercial Accounting Package IDFAT) |
| CAP |
Common Agricultural Policy (EU) |
| CASE |
Center for the Applications of Solar Energy Perth |
| CBTA |
Competency-Based Training and Assessment Program |
| CCAMLR |
Convention for the Conservation of Antarctic Marine Living Resources |
| CD |
Committee on Disarmament (UN) |
| CDC |
Committee for Development Cooperation (AusAID) |
| CEDA |
Council for the Economic Development of Australia |
| CEPA |
Commonwealth Environment Protection Agency |
| CER |
Closer Economic Relations Australia-New Zealand) |
| CESCR |
Committee on Economic Social and Cultural Rights (UN) |
| CFTC |
Commonwealth Fund for Technical Cooperation |
| CHOGM |
Commonwealth Heads of Government meeting |
| CHR |
Commission on Human Rights (UN) |
| CIP |
Continuous Improvement Program (DFAT staffing scheme) |
| CIS |
Commonwealth of Independent States (Russia and former States of the Soviet Union not including the Baltic republics) |
| CITES |
Convention on International Trade in Endangered Species |
| CITSP |
Corporate Information Technology Strategic Plan (AusAID) |
| CMECAS |
Center for Middle East and Central Asia studies |
| COCOM |
Coordinating Committee for Strategic Export Controls |
| COGSA |
Commonwealth Observer Group to South Africa COL Commonwealth of Learning |
| COMCARE |
Commission for the Safety Rehabilitation and Compensation of Commonwealth employees |
| COMCIAM |
Climate Impact Assessment and Management Program for Commonwealth |
| COP |
Conference of the Parties |
| COP-1 |
Conference of the Parties countries |
| CP |
Contracting Party (in GATT context) |
| CPP |
Cambodian Peoples Party (led by Hun Sen) |
| CPSU |
Community and Public Sector Union |
| CSD |
Commission on Sustainable Development (UN} |
| CSFP |
Commonwealth Scholarship and Fellowship Program |
| CSIRO |
Commonwealth Scientific and Industrial Research Organisation |
| CSW |
Commission on the Status of Women (UN) |
| CSWCO |
Chemical Weapons Convention Office |
| CTBT |
Comprehensive Test Ban Treaty |
| CTF |
Australian Consultants Trust Fund (AusAID) |
| CTI |
Committee on Trade and Investment (APEC) |
| CWC |
Chemicals Weapons Convention |
| CWCO |
Chemical Weapons Convention Office |
| CYP |
Commonwealth Youth Program |
| DAS |
Department of Administrative Services |
| DB |
Database |
| DCC |
Departmental Consultative Council (DFAT peak body for consultation with unions) |
| DCP |
Defence Cooperation Program (Australian Defence Force) |
| DCTAP |
Developing Country Trade Assistance Program |
| DEET |
Department of Employment Education and Training |
| DEST |
Department of the Environment, Sport and Territories |
| DER |
Divisional Evaluation Review |
| DFAT |
Department of Foreign Affairs and Trade |
| DIEA |
Department of Immigration and Ethnic Affairs |
| DIFF |
Development Import Finance Facility (AusAID grant element in mixed credit) |
| DIR |
Department of Industrial Relations |
| DOF |
Department of Finance |
| DPIE |
Department of Primary Industries and Energy |
| DPRK |
Democratic Peoples Republic of Korea (North Korea) |
| DTA |
Double Tax Agreement |
| DTG |
Development Training Group (AusAID) |
| EAAU |
East Asia Analytical Unit |
| EAEC |
East Asia Economic Caucus |
| EBRD |
European Bank for Reconstruction and Development |
| ECAP |
Environmental Coperation with Asia Program |
| ECOSOC |
Economic and Social Council (UN) |
| EEO |
Equal Employment Opportunity |
| EEP |
US Export Enhancement Program |
| EFIC |
Export Finance and Insurance Corporation |
| EFTA |
European Free Trade Area |
| EPAC |
Pacific Operations Centre of ESCEP (see below) |
| EPG |
Eminent Persons Group (currently in APEC context) |
| ESCAP |
Economic and Social Commission for Asia and the Pacific (UN) |
| EU |
European Union (formerly EC or EEC European Community) |
| EXB |
Executive Branch (DFAT) |
| FAO |
Food and Agriculture Organisation (UN) |
| FCCC |
Framework Convention of Climate Change |
| FBT |
Fringe Benefits Tax |
| FDI |
Foreign Direct Investment |
| FFA |
Forum Fisheries Agency |
| FIC |
Forum Island country |
| FOI |
Freedom of Information |
| FRG |
Federal Republic of Germany |
| FTA |
Free Trade Area |
| FUNCINPEC |
The United National Front for an Independent Neutral Peaceful and Cooperative Cambodia (the royalist party in Cambodia) |
| FYROM |
Former Yugoslav Republic of Macedonia |
| G 77 |
UN Group of 77 umbrella term for developing country grouping |
| G-3 |
Group of Three (US Japan EU-or in the Latin American context Mexico Colombia and Venezuela) |
| G-7 |
Group of Seven (Major industrialised powers-US Japan FRG France UK Canada Italy with association of EU and Russia) |
| GAA |
Graduate Administrative Assistant (APS recruit level for university graduates) |
| GATS |
General Agreement on Trade in Services |
| GATT |
General Agreement an Trade and Tariffs |
| GCSDSIDS |
Global Conference for the Sustainable Development of Small Island Developing States |
| GDP |
Gross Domestic Product |
| GEF |
Global Environment Facility (UN) |
| GNU |
Government of National Unity (ANC-National Party coalition government in SouthAfrica) |
| GSO |
General Service Officer |
| HIV/AIDS |
Human Immuno-deficiency Virus/Acquired Immune Deficiency Syndrome |
| HOM |
Head of mission |
| IAEA |
International Atomic Energy Agency |
| IBRD |
International Bank for Reconstruction and Development (World Bank) |
| ICORC |
International Committee for the Reconstruction of Cambodia |
| ICRC |
International Committee for the Red Cross |
| ICRI |
International Coral Reef Initiative |
| ID |
Industrial democracy |
| IDA |
International Development Association (soft lending arm of the World Bank) |
| IDNDR |
International Decade for Natural Disaster Reduction |
| IFAD |
International Fund for Agricultural Development |
| IFIOR |
International Forum on the Indian Ocean Region |
| IFls |
International Financial Institutions |
| ILO |
International Labour Organisation |
| IMC |
International Media Centre |
| IMF |
International Monetary Fund |
| INCD |
International Convention on Desertification |
| IOCBN |
Indian Ocean Consultative Business Network |
| IORN |
Indian Ocean Research Network |
| IPA |
Investment protection or promotion agreement |
| IPB |
International Public Affairs Branch (DAFT) |
| IPU |
Inter-Parliamentary Union |
| ISSS |
International Seminars Support Scheme (AusAID) |
| IT |
Information technology |
| IUCN |
International Union for the Conservation of Nature |
| IWC |
Inhumane Weapons Convention |
| IWC |
International Whaling Commission |
| JSCFADT |
Parliamentary Joint Standing committee on Foreign Affairs Defence and Trade |
| JAC |
Joint (Australia-Papua New Guinea) Advisory Council on the Torres Strait Treaty |
| JCPA |
Parliamentary Joint Committee on Public Accounts |
| JMC |
Joint Ministerial Commission |
| JUSCANZ |
Japan, US, Canada, Australia, New Zealand. Norway, Iceland, Mexico, Turkey |
| KEDO |
Korean Peninsula Energy Development Organaisation |
| KR |
Khmer Rouge |
| LES |
Locally-engaged staff |
| LOS |
Law of the Sea |
| MEAA |
Media Entertainment and Arts Alliance |
| MERCOSUR |
The Southern Cone Common Market comprising Argentine, Brazil, Paraguay and Uruguay |
| MFA |
Multi-fibre Arrangement |
| MFO |
Multinational Force and Observer group in the Sinai |
| MIF |
Multinational Interception Force in the Gulf (Iraq-Kuwait) |
| MINURSO |
UN Mission for the Referendum in the Western Sahara |
| MMP |
Mixed Member Proportional System (new NZ electoral system) |
| MOU |
Memorandum of understanding |
| MPRA |
Merit Protection and Review Agency |
| MTIA |
Metal Trades Industry Association |
| MTCR |
Missile Technology Control Regime |
| MW |
Megawatt |
| NAFTA |
North American Free Trade Area |
| NATO |
North Atlantic Treaty Organisation |
| NCPA |
National Capital Planning Authority |
| NESB |
Non-English-speaking background (EEO group) |
| NFF |
National Farmers Federation |
| NGO |
Non-government organisation |
| NIS |
New independent states-of the former USSR |
| NMEs |
Newly maturing economies (formerly NlEs newly industrialising economies) |
| NPT |
Treaty on the Non-Proliferation of Nuclear Weapons |
| NPTREC |
Regional and Extension Confereence of the NPT |
| NTIOC |
National Trade and Investment Outlook Conference |
| NTSCP |
National Trade Strategy Consultative Process |
| NZ |
New Zealand |
| ODA |
Official development assistance |
| OECD |
Organisation for Economic Cooperation and Development |
| OH&S |
Occupational Health and Safety |
| OMA |
Office of Multicultural Affairs |
| ONUMOZ |
United Nations Operation in Mozambique |
| OPCW |
Organization for the Prohibition of Chemical Weapons |
| OPG |
Overseas Property Group |
| ORD |
Onshore Refugee Determination (formerly DORS-Determination of Refugee Status) |
| OSB |
Overseas Service Bureau |
| PAO |
Public Affairs Officer (APS designation) |
| PAP |
Philippines Assistance Program (AusAID) |
| PATCRA |
Papua New Guinea-Australia Trade and Commercial Relations Agreement |
| PBEC |
Pacific Basin Economic Council |
| PECC |
Pacific Economic Cooperation Conference |
| PEP |
Portfolio Evaluation Plan |
| PER |
Post evaluation review |
| PICS |
Passport issue and control system |
| PLO |
Palestine Liberation Organisation |
| PLV |
Post liaison visit |
| PMC |
Post-Ministerial Conference (ASEAN forum for dialogue at foreign minister level with external partners after ASEAN main meeting) |
| PNG |
Papua New Guinea |
| POP's |
Persistent organic pollutants |
| PRT |
Pacific Regional Team (AusAID) |
| PSC |
Public Service Commission |
| PSLP |
Private Sector Linkages Program (AusAID) |
| RCAF |
Royal Cambodian Armed Forces |
| ROK |
Republic of Korea (South Korea) |
| RPF |
Rwandan Patriotic Front |
| RRT |
Refugee Review Tribunal |
| SAGSI |
Standing Advisory Group on Safeguards Implementation |
| SBS |
Special Broadcasting Service |
| SDSC |
Strategic and Defence Studies Centre |
| SCFADT |
Senate Standing Committee on Foreign Affairs Defence and Trade |
| SES |
Senior Executive Service (APS category) |
| SIDS |
Small island developing states |
| SIPRI |
Stockholm International Peace Research Institute |
| SLORC |
State Law and Order Restoration Council (Myanmar/Burma) |
| SOG |
Senior Officer Grade (APS category at A B and C levels below SES level) |
| SOPAC |
South Pacific Applied Geoscience Commission |
| SPARTECA |
South Pacific Regional Trade and Economic Cooperation Agreement |
| SPC |
South Pacific Commission |
| SPREP |
South Pacific Regional Environment Programme |
| T&E |
Trade and environment (GATT/WTO context) |
| TCF |
Textiles Clothing and Footwear |
| TEWG |
Transitional Environmental Working Group (Antarctic Treaty) |
| TIFA |
Trade and Investment Framework Arrangement |
| TIPP |
Trade and Investment Promotion Program (ASEAN-Australia) |
| TIPS |
Trade and Investment Promotion Service (DFAT-AusAID trade assistance to developing countries) |
| TPAC |
Trade Policy Advisory Council (formerly Trade Development Council) |
| TPRM |
Trade Policy Review Mechanism (GATT) |
| TRAID |
Trade and Investment Development (DFAT strategy paper) |
| TRIMS |
Trade-Related Investment Measures |
| UN |
United Nations |
| UNAA |
UN Association of Australia |
| UNGA |
UN General Assembly |
| UNAIDS |
UN Joint and Co-sponsored Program on HIV/AIDS |
| UNAMIR |
UN Assistance Mission for Rwanda |
| UNCED |
UN Conference on Environment and Development |
| UNCITRAL |
UN Commission on International Trade Law |
| UNCTAD |
UN Conference on Trade and Development |
| UNDCP |
UN Drug Control Programme |
| UNDP |
UN Development Program |
| UNEP |
UN Environment Programme |
| UNESCO |
UN Educational Scientific and Cultural Organisation |
| UNFPA |
UN Fund for Population Activities |
| UNGA |
UN General Assembly |
| UNHCR |
UN High Commissioner for Refugees |
| UNICEF |
UN Children's Fund |
| UNIDO |
UN Industrial Development Organisation |
| UNIFEM |
UN Development Fund for Women |
| UNITAF |
UN Unified Task Force (US-led Somalia relief) |
| UNOMOZ |
United Nations Operations in Mozambique |
| UNOMSA |
UN Observer Mission to South Africa |
| UNOSAL |
UN Operations in El Salvador |
| UNOSOM |
UN Operation in Somalia |
| UNSG |
UN Secretary-General |
| UNTAC |
UN Transitional Authority in Cambodia |
| UNTSO |
UN Truce Supervision Organisation (in the Middle East) |
| US$ |
United States dollar |
| USSR |
Union of Soviet Socialist Republics |
| USTR |
United States Trade Representative |
| WAN |
Wide Area Network-information technology term |
| WEOG |
Western European and Others (voting group in the UN) |
| WFP |
World Food Program |
| WGIP |
Working Group on Indigenous Populations (UN) |
| WHO |
World Health Organisation |
| WID |
Women in Development |
| WTO |
World Trade Organisation (successor to GATT) |
CORPORATE PLAN 1994-96
I. The Operating Environment
The aim of the Department of Foreign Affairs and Trade is to win a future for Australia in the world. Australia's future, though enormously promising, is by no means assured. As a nation, we must make our way in a highly competitive and increasingly uncertain global environment.
In the mid-1980s, the Australian Government made historic decisions to internationalise the economy by deregulating financial markets and scaling back protection. As a result of these and other changes, Australia is now more exposed to international financial, trade, environmental and other decisions and has to do more itself to shape and take advantage of such developments.
At about the same time, old global strategic verities began to crumble as changes became apparent in the Soviet Union that would lead to the ultimate demise of the USSR. Australia now faces a less predictable and less structured post-Cold War security environment. Strategically, the threat of nuclear war has receded but predictability in security matters has declined and relationships between nations have become more complex and more fluid. Trade and economic objectives are of greater relative importance as we seek to consolidate and strengthen our trading position, thus creating jobs and improving our standard of living.
Looking ahead, Asia's rapid economic advances and the end of the Cold War will continue to bring vast areas of the world into the global market economy. They will bring with them huge labour resources, rich natural resources, and new markets, which in turn will bring more and bigger competition, but also opportunities for growth, including for Australia. The APEC process, strongly supported by Australia, remains a focus for regional integration and points to a growing sense of community in the region.
The global balance of power will continue to change. We can expect the long-term shift of power and influence from the Atlantic to the Asia Pacific to continue and this will be to Australia's advantage. Australia has a wide spread of important regional and global interests, ranging from the South Pacific to Europe and from desertification to disarmament. Australia's future, however, will continue, as in the recent past, to be shaped mainly in and with the Asia Pacific region. Australia will have to anticipate and adjust intelligently to regional strategic developments. We need to help shape the regional security environment by participating in building a new architecture of regional economic and security cooperation.
There will be a great need to give new direction to international processes and institutions in the light of existing and emerging economic and security problems. On the economic front, protectionist pressures and challenges to international trade rules are of particular concern to Australia. High on the international security agenda are the disturbing resurgence of ethno-nationalism; the proliferation of arms supplies, both conventional and nuclear, in our region particularly; the economic and social implications of refugee and other population flows; and global health and environment issues. We must also maintain our commitment to universal human rights norms through an emphasis on dialogue and the promotion of practical measures for strengthening institutions at the national level.
Australians can be expected to demand more of the Department. A more informed community will demand participation in policy development, consultation in implementation and accountability for outcomes. Australians are travelling overseas in increasing numbers and will continue to insist on the delivery of efficient and effective consular and passport services by the Department.
International developments are unpredictable. The implementation of our foreign and trade policy must be flexible and adaptable enough to deal with unforeseen contingencies that might demand considerable time and resources from the Department.
In all this, Australia will have to rely on its power to persuade and mount effective campaigns to influence the course of events. Not even a superpower can aspire to realise all its goals unaided. Australia, however, without the power and leverage that derives from economic and military dominance, is dependent upon diplomacy to make itself heard and to shape the course of events in Australia's interests.
So it is vital to sustain and strengthen our global network of access to and influence on decision-makers in countries and organisations of importance to Australia. This global network makes the Department of Foreign Affairs and Trade unique in Australia. The Department provides the Australian government and community with global understanding, access and influence. It has a breadth of global and domestic interests and a network to serve those interests matched by no other institution in Australia.
II. DFAT Values and Culture
The Department's values and culture derive necessarily from those of the Australian community at large, and those of the Australian Public Service of which it is part.
DFAT, pre-eminently, represents Australia abroad and presents Australia to the world. The Department corporately, and its officers, individually, must be knowledgable about and sensitive to the many distinct cultural environments in which we are required to operate. At the same time, DFAT officers must project clearly and confidently their Australian identity and Australian values. DFAT and its officers present Australia as an entity that sees itself as both undeniably unique but also as a relevant and important component of the cultural mosaic of the region as a whole.
DFAT is responsive to government. The Department is organised and focussed above all else on advancing Australia's global interests through achieving the government's foreign and trade policy objectives. DFAT is results oriented and committed to the reliable delivery of relevant, high-quality services to the government, the business sector and to the Australian public.
The Department aspires, through the adoption of best practice standards and a commitment to excellence across all areas of its operations, to be and to remain a foreign affairs and trade organisation recognised as first-class. It demands at all times the highest standards of conduct from all its officers and embraces a strong commitment to accountability.
The special characteristics of a foreign service pervade the Department's corporate culture. To a far greater extent than any other Department, DFAT requires of its officers and their families a capacity to cope with unending change. The operation of a foreign service that is an integral part of the Department as a whole means that relatively frequent and large-scale movements of officers are a central and inescapable aspect of departmental life. These movements take place both between Canberra and overseas posts and within the department in Canberra. Furthermore, DFAT does not (and cannot) control its agenda to the same extent as other Departments. Dealing continuously with the unpredictable adds significantly to the milieu of change and movement. The demands on officers (and their families) in terms of versatility, flexibility, determination and professionalism are thus quite extraordinary.
The Department recognises that giving priority to the personal and professional needs of its staff is vital to the achievement of its goals and objectives. It strives to operate an open and transparent system. DFAT uses and promotes merit as a basis for advancement and rewards. Decisions on placements both overseas and in Canberra strive for the optimum balance between departmental requirements and officer preferences. Training is seen as critical to the ability of officers to continue to meet the Department's requirements for versatility and adaptability. The Department is determined that appropriately diverse opportunities for training and development be available to all its officers.
III. Aim, Goals and Priority Tasks
Aim
To win a future for Australia in the world.
Goals
To increase Australia's economic prosperity through trade and investment flows.
To ensure a favourable security environment for Australia.
To advance Australia's standing as a good international citizen.
To promote global cooperation based on fair rules.
To help Australians overseas.
Priority Tasks
To improve Australia's understanding of and increase its influence on international developments of importance to our global foreign and trade policy interests, with a particular focus on the Asia Pacific.
To advance Australia's economic interests through:
- strengthening the multilateral trading framework and further liberalising trade, including through successful implementation of the Uruguay Round and pursuit of a post-Round agenda;
- consolidating Australia's economic integration into the Asia Pacific region, including through the further development of APEC;
- pursuing a more coordinated, sustained, strategic approach to bilateral trade wherever we identify opportunities;
- assisting in the growth of an export culture and developing opportunities for Australian industry to succeed in international trade and investment; and
- promoting Government economic policy settings and reforms directed towards improving Australia's international competitiveness.
To advance Australia's strategic interests through:
- enhancing the regional security environment based on acceptance of cooperative security approaches in our region;
- limiting the proliferation of nuclear and other weapons of mass destruction and missile delivery systems, particularly in our region; and
- strengthening the effectiveness of the United Nations in cooperative security arrangements.
To deepen and strengthen Australia's links with, and its constructive commitment to, its South Pacific neighbours.
To use effectively Australian overseas development assistance to meet humanitarian, foreign and trade policy goals.
To promote solutions to international environmental issues consistent with Australia's economic and environmental interests.
To encourage wider international adherence to human rights standards and democratic principles.
To project an image of Australia that supports key foreign and trade policy objectives.
To provide efficient passport and consular services to Australians.
To achieve all the above the Department's activities will be global with a focus on the Asia Pacific. It will:
- strengthen its global network and improve access to decision-makers in countries and organisations of importance to Australia;
- improve its provision of information on and analysis of international political and economic developments;
- work cooperatively with other Australian Government agencies, in particular with Austrade and AIDAB;
- foster dialogue and work cooperatively with the broader community, including business, ethnic and community interest groups, academia and NGOs;
- keep resources focussed on priority tasks, continue to achieve improvements in efficiency and cost-effectiveness and strengthen support systems both in Australia and overseas;
- give priority to assisting staff to improve their skills and to promoting fairness and equality of opportunity in its staff management practices; and
- ensure the highest standards of financial, personnel and property administration and promote the highest standards of accountability and ethics amongst staff.
IV. Program Structure
Program 1: International Relations, Trade and Business Liaison
Objective:
To increase Australia's economic prosperity through trade and investment flows;
To ensure a favourable security environment for Australia;
To advance Australia's standing as a good international citizen; and
To promote global co-operation based on fair rules.
- Sub-Program 1.1: Interests in North Asia
- Sub-Program 1.2: Interests in South and South-East Asia
- Sub-Program 1.3: Interests inAmericas and Europe
- Sub-Program 1.4: Interests in South Pacific, Africa and Middle East
- Sub-Program 1.5: Multilateral Trade Policy and Negotiations
- Sub-Program 1.6: Trade Strategy Development and Business Liaison
- Sub-Program 1.7: Global Issues
- Sub-Program 1.8: International Legal Interests
- Sub-Program 1.9: Information and Cultural Relations
Program 2: Passport and Consular Services
Objective:
To provide Australian citizens with secure travel identification and to assist and protect the interests of Australians overseas.
- Sub-Program 2.1: Passport Services
- Sub-Program 2.2: Consular services
Program 3: Services for Other Agencies
Objective:
To provide efficient and reliable services for Government and Parliamentary activities overseas and foreign representatives in Australia.
- Sub-Program 3.1: Services to Parliament and the Media
- Sub-Program 3.2: Services to Foreign Representatives in Australia
- Sub-Program 3.3: Services to Australian Government Agencies Overseas
Program 4: Secure Government Communications and Security Services
Objective:
To provide secure, efficient and reliable communications and security services in support of the Government's activities overseas
- Sub-Program 4.1: Australian Diplomatic Communications Network (ADCNET)
- Sub-Program 4.2: Security Services
Program 5: Executive and DFATCorporate Services
Objective:
To provide policy direction and administrative support for the Department's operations
- Sub-Program 5.1: Executive Direction
- Sub-Program 5.2: DFAT Corporate services
Information not included in this annual report, but available on request*
Details of Portfolio legislation, Statutory Authorities and non-statutory bodies.
Supplementary Staffing information including Performance Pay and Training details.
Further details on Financial Matters such as Consultancy Services, Purchasing Arrangements and Payment of Accounts.
External Scrutiny details involving Courts, Tribunals and the Ombudsman.
Business Regulations.
Treaty Action.
Diplomatic representation in Australia.
Consular representation in Australia.
* Inquiries about the material listed above should be directed to the Assistant Secretary, Parliamentary and Media Branch, Public Affairs Division on 06 261 3412.
Department of Foreign Affairs and Trade
R G Casey Building
Barton ACT
2600
Telephone: 06 261 9111
Fax: 06 261 3111
Parliamentary and Media inquiries
Department of Foreign Affairs and Trade
Parliamentary and Media
Branch
Telephone: 06 261 9111
COMPLIANCE INDEX
|
SUBJECT |
WHERE FOUND |
|
Advertising and market research |
Appendix 7 |
|
Aids to Access |
Table of contents and appendices; portfolio and corporate overview; subject index; compliance index; Appendix |
|
Capital works management, including |
Sub-programs 5.2 and 4.2 |
|
R G Casey building |
|
|
Changes in business regulation |
Available upon request |
|
Environment/energy usage |
Sub-program 5.2 |
|
Financial statements |
Appendices 1 and 2; financial and staffing resource summaries in Portfolio and Corporate Overview; resources summaries in programs 1-6 |
|
Fraud control |
Sub-program 5.2 |
|
Freedom of information |
Appendix 6 |
|
Industrial democracy |
Sub-program 5.2 |
|
Inquiries by parliamentary committees |
Appendix 10 |
|
Internal and external scrutiny |
Portfolio and Corporate Overview; sub-programs 5.1 and 5.2, Appendix 9 |
|
Number of employees by classification, |
Appendix 3 |
|
category and location |
|
|
Occupational health and safety |
Sub-program 5.2 |
|
Performance pay |
Sub-program 5.2 |
|
Performance reporting |
Program and sub-program items |
|
Reports by Auditor-General |
Appendix 9 |
|
Senior Executive Service |
Sub-program 5.2 and Appendix 3 |
|
Social justice and equity, including EEO |
Portfolio and corporate overview, sub- |
|
and status of women |
program 5.2, staffing overview in Appendix 3, access and equity summary in sub-program 1.9 |
|
Staff training |
Sub-programs 5.2 and 6.3 |
|
Staffing policy |
Sub-programs 5.2 and 6.3 |
|
Statutory and non-statutory bodies |
Available upon request |