Appendices
On this page
- Appendix A World Nuclear Energy, December 2011
- Appendix B Australia's Bilateral Nuclear Cooperation Agreements
- Appendix C Status of Additional Protocols
- Appendix D IAEA Statements of Conclusions for Australia 2011
- Appendix E IAEA Safeguards Statement for 2011
- Appendix F Status of CTBT IMS Facilities in Australia
- Appendix G Information Publication Scheme Statement
- List of Requirements
- Glossary
Appendix A World Nuclear Energy, December 2011
Table 16: World Nuclear Energy, December 2011[36]
Operating Reactors |
% of Total Electricity in 2011 |
Reactors under Construction |
|||
|---|---|---|---|---|---|
Total |
Capacity (GWe) |
Total |
Capacity (GWe) |
||
| United States* | 104 |
101.5 |
19.3 |
1 |
1.2 |
| France* | 58 |
63.1 |
77.7 |
1 |
1.6 |
| Japan* | 50 |
44.2 |
18.1 |
2 |
2.7 |
| Russian Federation* | 33 |
23.6 |
17.6 |
10 |
8.2 |
| Republic of Korea* | 21 |
18.8 |
34.6 |
5 |
5.6 |
| India | 20 |
4.4 |
3.7 |
7 |
4.8 |
| Canada* | 18 |
12.6 |
15.3 |
0 |
0 |
| United Kingdom* | 18 |
10.0 |
17.8 |
0 |
0 |
| China* | 16 |
11.8 |
1.9 |
26 |
26.7 |
| Ukraine | 15 |
13.1 |
47.2 |
2 |
1.9 |
| Sweden* | 10 |
9.3 |
39.6 |
0 |
0 |
| Germany* | 9 |
12.1 |
17.8 |
0 |
0 |
| Spain* | 8 |
7.6 |
19.5 |
0 |
0 |
| Belgium* | 7 |
5.9 |
54.0 |
0 |
0 |
| Taiwan[37] | 6 |
5.0 |
19.0 |
2 |
2.6 |
| Czech Republic* | 6 |
3.8 |
33.0 |
0 |
0 |
| Switzerland* | 5 |
3.3 |
40.9 |
0 |
0 |
| Finland* | 4 |
2.7 |
31.6 |
1 |
1.6 |
| Hungary* | 4 |
1.9 |
43.3 |
0 |
0 |
| Slovak Republic* | 4 |
1.8 |
54.0 |
2 |
0.8 |
| Pakistan | 3 |
0.7 |
3.8 |
2 |
0.6 |
| Bulgaria* | 2 |
1.9 |
32.6 |
2 |
1.9 |
| Brazil | 2 |
1.9 |
3.2 |
1 |
1.2 |
| South Africa | 2 |
1.8 |
5.2 |
0 |
0 |
| Romania* | 2 |
1.3 |
19.0 |
0 |
0 |
| Mexico* | 2 |
1.3 |
3.6 |
0 |
0 |
| Argentina* | 2 |
0.9 |
5.0 |
1 |
0.7 |
| Slovenia* | 1 |
0.7 |
41.7 |
0 |
0 |
| Netherlands* | 1 |
0.5 |
3.6 |
0 |
0 |
| Armenia | 1 |
0.4 |
33.2 |
0 |
0 |
| Iran | 1 |
0.9 |
0.0 |
0 |
0 |
| TOTAL | 435 |
368.8 |
N/A |
65 |
62.1 |
Source: IAEA Reference Data Series No.2 (2012 Edition). Nuclear Power Reactors in the World.
Appendix B Australia's Bilateral Nuclear Cooperation Agreements
Table 17: Australia's Bilateral NUCLEAR COOPERATION Agreements at 30 June 2012
| Country | Entry into Force |
|---|---|
| Republic of Korea | 2 May 1979 |
| United Kingdom | 24 July 1979 |
| Finland | 9 February 1980 |
| Canada | 9 March 1981 |
| Sweden | 22 May 1981 |
| France | 12 September 1981 |
| Philippines | 11 May 1982 |
| Japan | 17 August 1982 |
| Switzerland | 27 July 1988 |
| Egypt | 2 June 1989 |
| Mexico | 17 July 1992 |
| New Zealand | 1 May 2000 |
| United States (covering cooperation on Silex technology) | 24 May 2000 |
| Czech Republic | 17 May 2002 |
| United States (covering supply to Taiwan) | 17 May 2002 |
| Hungary | 15 June 2002 |
| Argentina | 12 January 2005 |
| People's Republic of China[38] | 3 February 2007 |
| Russian Federation | 11 November 2010 |
| United States | 22 December 2010 |
| Euratom[39] | 1 January 2012 |
Note: The above list does not include Australia's safeguards Agreement with the IAEA, concluded on 10 July 1974. In addition to the above Agreements, Australia also has an Exchange of Notes constituting an Agreement with Singapore Concerning Cooperation on the Physical Protection of Nuclear Materials, which entered into force on 15 December 1989.
Appendix C Status of Additional Protocols
At 30 June 2012, there were 70 states (plus Taiwan) with significant nuclear activities[40]. Of these states, five were nuclear weapon states (NWS), 62 were non-nuclear-weapon states (NNWS) party to the NPT, and three were non-NPT Parties.
In the following tables, states with significant nuclear activities are shown in bold*.
At 30 June 2012, there were a total of 116 states with an Additional Protocol in force, an increase of seven over the same time last year. Of the 62 NNWS NPT Parties with significant nuclear activities, 53 had an Additional Protocol in force (Table 18).
Table 18: States with Additional Protocols in force at 30 June 2012
| State | |||
|---|---|---|---|
| Afghanistan | Congo, Republic of the | Guatemala | Mali |
| Albania | Costa Rica | Haiti | Malta |
| Andorra | Croatia | Holy See | Marshall Islands |
| Angola | Cuba | Hungary* | Mauritania |
| Armenia* | Cyprus | Iceland | Mauritius |
| Australia* | Czech Republic* | Indonesia* | Mexico* |
| Austria* | DR Congo* | Ireland | Moldova |
| Azerbaijan | Denmark* | Italy* | Monaco |
| Bahrain | Dominique Republic | Jamaica* | Mongolia |
| Bangladesh* | Ecuador | Japan* | Montenegro |
| Belgium* | El Salvador | Jordan | Morocco* |
| Botswana | Estonia* | Kazakhstan* | Mozambique |
| Bulgaria* | Fiji | Kenya | Namibia |
| Burkina Faso | Finland* | Kuwait | Netherlands* |
| Burundi | France* | Kyrgyzstan | New Zealand |
| Canada* | FYROM | Latvia* | Nicaragua |
| Central African Rep | Gabon | Lesotho | Niger |
| Chad | The Gambia | Libya* | Nigeria* |
| Chile* | Georgia* | Lithuania* | Norway* |
| China* | Germany* | Luxembourg | Palau |
| Colombia* | Ghana* | Madagascar | Panama |
| Comoros | Greece* | Malawi | Paraguay |
| Peru* | Rwanda | Swaziland | Uganda |
| Philippines* | Seychelles | Sweden* | Ukraine* |
| Poland* | Singapore | Switzerland* | United Arab Emirates |
| Portugal* | Slovakia* | Tajikistan* | United Kingdom* |
| Republic of Korea* | Slovenia* | Tanzania | United States of America* |
| Romania* | South Africa* | Turkey* | Uruguay |
| Russia* | Spain* | Turkmenistan | Uzbekistan* |
| TOTAL: 116 states (including 53 NNWS with significant nuclear activities), plus Taiwan | |||
Source: International Atomic Energy Agency (www.iaea.org/OurWork/SV/Safeguards/sg_protocol.html)
At 30 June 2012, 26 states did not have an Additional Protocol (AP) in force but had signed an AP and/or had an AP approved by the IAEA Board of Governors. During the period from 1 July 2011 to 30 June 2012 three states either signed or had the Board of Governors approve an AP (Table 19).
Table 19: States with an ADDITIONAL PROTOCOL signed or approved but not in force at 30 June 2012
| State | |||
|---|---|---|---|
| Algeria* | Djibouti | Kiribati | Togo |
| Belarus* | Guinea | Liechtenstein | Tunisia |
| Benin | Guinea-Bissau | Malaysia* | Vanuatu |
| Bosnia and Herzegovina | Honduras | Senegal | Vietnam* |
| Cameroon | India (non-NPT)* | Serbia* | Zambia |
| Cape Verde | Iran[41]* | Thailand* | |
| Côte d'Ivoir | Iraq* | Timor-Leste | |
| TOTAL: 26 states (including 8 NNWS NPT Parties with significant nuclear activities) | |||
Source: International Atomic Energy Agency (www.iaea.org/OurWork/SV/Safeguards/documents/sir_table.pdf)
The remaining six NNWS NPT Parties and two non-NPT states with significant nuclear activities had not signed an Additional Protocol.
Table 20: States with Significant Nuclear Activities and no AP at 30 June 2012
| State | |||
|---|---|---|---|
| Argentina* | DPRK[42]* | Israel (non-NPT)* | Syria* |
| Brazil* | Egypt* | Pakistan (non-NPT)* | Venezuela* |
| TOTAL: 8 states (including 6 NPT Parties) | |||
Source: International Atomic Energy Agency (www.iaea.org/OurWork/SV/Safeguards/documents/sir_table.pdf)
Appendix D IAEA Statements of Conclusions for Australia 2011
Inventory verification inspections carried out by the IAEA at Australian nuclear facilities and locations are shown in Table 7. In addition, the IAEA carries out a range of other verification activities, such as short notice inspections, complementary accesses, design verifications and data collection and analysis.
The IAEA's conclusions for Australia are provided at two levels: a component of the overarching findings and conclusions published in the IAEA's Safeguards Statement for 2011 (see Appendix E); and the statements of conclusions of inspections in Australia under Article 91(b) of Australia's NPT Safeguards Agreement and the statement of conclusions the IAEA has drawn from Additional Protocol verification activities under Article 10.c of the Additional Protocol.
The highest level conclusion, known as the "broader conclusions", the IAEA draws in the Safeguards Statement, is in paragraph 1(a) of the Safeguards Statement that "the Secretariat found no indication of the diversion of declared nuclear material from peaceful nuclear activities and no indication of undeclared nuclear material or activities. On this basis, the Secretariat concluded that, for these States, all nuclear material remained in peaceful activities." Australia is on the list of countries covered by the IAEA's broader conclusion in the Safeguards Statement for 2011. The IAEA has drawn the broader conclusion for Australia every year since 2000.
The IAEA's statements of conclusions of inspections under Article 91(b) for the inspections it carried out in May 2012 were not available at the time of publishing this Annual Report. The 91(b) statements will be published when available on ASNO's website (www.dfat.gov.au/asno).
The IAEA's Additional Protocol Article 10.c statements for the complementary accesses shown in Table 7 were as follows:
Access pursuant to Article 4.a.(i) did not indicate the presence of undeclared nuclear material or activities at:
- Beverley uranium mine[43]
- University of Melbourne
Access pursuant to Article 4.a.(i) did not indicate the presence of undeclared nuclear material or activities at the following site, however, final conclusion is pending the results and evaluation of environmental samples:
- SSL Laboratories, Lucas Heights Science and Technology Centre
Appendix E IAEA Safeguards Statement for 2011
The following is extracted from the IAEA's Annual Report for 2011.
In 2011, safeguards were applied for 178 States44,45,with safeguards agreements in force with the Agency. The Secretariat's findings and conclusions for 2011 are reported below with regard to each type of safeguards agreement. These findings and conclusions are based upon an evaluation of all the information available to the Agency in exercising its rights and fulfilling its safeguards obligations for that year.
- One hundred and nine States[44] had both comprehensive safeguards agreements and additional protocols in force:
- For 58 of these States[45], the Secretariat found no indication of the diversion of declared nuclear material from peaceful nuclear activities and no indication of undeclared nuclear material or activities. On this basis, the Secretariat concluded that, for these States, all nuclear material remained in peaceful activities.
- For 51 of these States, the Secretariat found no indication of the diversion of declared nuclear material from peaceful nuclear activities. Evaluations regarding the absence of undeclared nuclear material and activities for each of these States remained ongoing. On this basis, the Secretariat concluded that, for these States, declared nuclear material remained in peaceful activities.
- Safeguards activities were implemented for 61 States with comprehensive safeguards agreements in force, but without additional protocols in force. For these States, the Secretariat found no indication of the diversion of declared nuclear material from peaceful nuclear activities. On this basis, the Secretariat concluded that, for these States, declared nuclear material remained in peaceful activities.
While the Secretariat concluded that, for 2011, declared nuclear material in Iran remained in peaceful activities, it was unable to conclude that all nuclear material in Iran was in peaceful activities.
- As of the end of 2011, 14 non-nuclear-weapon States party to the Treaty on the Non-Proliferation of Nuclear Weapons had yet to bring into force comprehensive safeguards agreements with the Agency as required by Article III of that Treaty. For these States, the Secretariat could not draw any safeguards conclusions.
- Three States had safeguards agreements in force based on INFCIRC/66/Rev.2, requiring the application of safeguards to nuclear material, facilities and other items specified in the relevant safeguards agreement. For these States, the Secretariat found no indication of the diversion of nuclear material or of the misuse of the facilities or other items to which safeguards had been applied. On this basis, the Secretariat concluded that, for these States, nuclear material, facilities or other items to which safeguards had been applied remained in peaceful activities.
- Five nuclear-weapon States had voluntary offer agreements and additional protocols in force. Safeguards were implemented with regard to declared nuclear material in selected facilities in all five States. For these States, the Secretariat found no indication of the diversion of nuclear material to which safeguards had been applied. On this basis, the Secretariat concluded that, for these States, nuclear material to which safeguards had been applied in selected facilities remained in peaceful activities or had been withdrawn from safeguards as provided for in the agreements.
Appendix F Status of CTBT International Monitoring System Facilities in Australia
Table 21: Status of Australian CTBT IMS FACILITIES at 30 June 2012
| Facility | Status | Operator |
|---|---|---|
| Primary Seismic Stations | ||
| Warramunga, NT | Operational and certified against CTBTO standards | ANU |
| Alice Springs, NT | Operational and certified against CTBTO standards | GA/USA |
| Stephens Creek, NSW | Operational and certified against CTBTO standards | GA |
| Mawson, Australian Antarctic Territory | Operational and certified against CTBTO standards | GA |
| Auxiliary Seismic Stations | ||
| Charters Towers, QLD | Operational and certified against CTBTO standards | GA |
| Fitzroy Crossing, WA | Operational and certified against CTBTO standards | GA |
| Narrogin, WA | Operational and certified against CTBTO standards | GA |
| Infrasound Stations | ||
| Warramunga, NT | Operational and certified against CTBTO standards | ANU |
| Hobart, TAS | Operational and certified against CTBTO standards | GA |
| Shannon, WA | Operational and certified against CTBTO standards | GA |
| Cocos Islands | Operational and certified against CTBTO standards | GA |
| Davis Base, Australian Antarctic Territory | Site survey completed | GA |
| Radionuclide Stations | ||
| Melbourne[46], VIC | Operational and certified against CTBTO standards | ARPANSA |
| Perth, WA | Operational and certified against CTBTO standards | ARPANSA |
| Townsville, QLD | Operational and certified against CTBTO standards | ARPANSA |
| Darwin[47], NT | Operational and certified against CTBTO standards | ARPANSA |
| Cocos Islands | Operational and certified against CTBTO standards | ARPANSA |
| Macquarie Island, TAS | Operational and certified against CTBTO standards | ARPANSA |
| Mawson, Australian Antarctic Territory | Operational and certified against CTBTO standards | ARPANSA |
| Radionuclide Laboratory | ||
| Melbourne, VIC | Operational and certified against CTBTO standards | ARPANSA |
| Hydroacoustic Stations | ||
| Cape Leeuwin, WA | Operational and certified against CTBTO standards | GA |
Appendix G Information Publication Scheme Statement
Agencies subject to the Freedom of Information Act 1982 (FOI Act) are required to publish information to the public as part of the Information Publication Scheme (IPS). This requirement is in Part II of the FOI Act and has replaced the former requirement to publish a section 8 statement in an annual report. Each agency must display on its website a plan showing what information it publishes In accordance with the IPS requirements.
An agency plan showing what information is published in accordance with IPS requirements is accessible from the Information Publication Scheme page (http://www.dfat.gov.au/foi/ips.html).
Publications, Presentations and Submissions
ASNO produced a range of publications and conducted various presentations to increase community awareness and understanding of ASNO responsibilities and issues for which it has expertise. ASNO also made a number of submissions to Parliamentary and other inquiries. These include:
- Allen Andrews, John Kalish, Stephen Newman and Justine Johnston. 2011. Bomb radiocarbon dating of three important reef-fish species using Indo-Pacific D14C chronologies. Marine and Freshwater Research 62: 1259-1269.
- Craig Everton, Australia's Nuclear Cooperation Agreement, presentation given at the AusIMM International Uranium Conference, Adelaide, June 2012.
- Craig Everton, Evolving the IAEA's System of State-Evaluations and Safeguards Implementation, paper for the INMM 51st Annual Meeting, Palm Desert, USA, July 2011.
- Craig Everton, Stephan Bayer and Michael East, Safeguarding Uranium Production and Export – Conventional and Non-Conventional Resources, paper for the 7th INMM-ESARDA joint workshop on "Future Directions For Nuclear Safeguards and Verification", Aix-en-Provence, France, October 2011.
- John Kalish, Australia's regulation and control of uranium ore concentrate, IAEA Seminar on Good Practices in the Processing and Control of Uranium Ore Concentrate, Windhoek, Namibia, 23–27 April 2012.
- John Kalish, The Australian experience with implementing safeguards, International Training on Course on State Systems on Accounting for and Control of Nuclear Materials, Tokai-mura, Japan, 30 November 2011.
- Josy Meyer and Kearyn Ferguson, What is the Chemical Weapons Convention and How Does it Affect your company? Defence Export Control Office Newsletter, June 2012.
- Josy Meyer, Australia's Chemical Trade Controls, 10th Annual Meeting of National Authorities of States Parties in Asia, Colombo, 26-28 June 2012.
- Josy Meyer, Regional and sub-regional cooperation on CWC Implementation, 10th Annual Meeting of National Authorities of States Parties in Asia, Colombo, 26–28 June 2012.
- Josy Meyer, The CWC and Regulatory Requirements for Schedule 1 Facilities, Defence Science and Technology Organisation, Melbourne, 26 August 2011.
- Malcolm Coxhead, Disarmament verification-Concepts and techniques for verifying weapons dismantlement UK Norway Initiative Workshop on Nuclear Disarmament Verification, London, 7–9 December 2011, London, United Kingdom.
- Rob Floyd, ASNO and Australia's efforts to counter WMD proliferation, ANSTO Distinguished Lecture Series, Sydney, Australia, February, 2012.
- Rob Floyd, ASNO and Australia's efforts to counter WMD proliferation, DSTO, Melbourne, Australia, September, 2011.
- Rob Floyd, Government Engagement-Training as a means of maintaining and enhancing the profile of safeguards, IUGG Address, Melbourne, Australia, July, 2011.
- Rob Floyd, Integrated approaches to effective controls for uranium mining by government and industry-The case for nuclear security, IAEA general Conference, Vienna, September, 2011.
- Rob Floyd, Operating Uranium Mines: Policy Perspectives, AUA Annual Conference, Adelaide, May 2012.
- Rob Floyd and Russell Leslie, Government Engagement –Training as a Means of Maintaining and Enhancing the Profile of Safeguards, paper for the INMM 51st Annual Meeting, Palm Desert, USA, July 2011.
- Rob Floyd, Science and CTBT verification, IUGG Address, Melbourne, Australia, July 2011.
- Rob Floyd, WMD Non-Proliferation: Australia's Commitment and Regional Security Challenges, Public Forum, National Security College, ANU, Canberra October 2011.
- Rob Floyd, WMD Proliferation: Australia's Security and Policy Challenges, National Security College, ANU, Canberra, February and August 2011.
- Russell Leslie and Rob Floyd, Protection of Safeguards Sensitive Information: the Tension Between the Need to Know and the Need to Get the Job Done, paper for the INMM 51st Annual Meeting, Palm Desert, USA, July 2011.
- Stephan Bayer and Craig Everton, Physical Protection (Security) Requirements for the Transport of Uranium, presentation given at the AusIMM International Uranium Conference, Adelaide, June 2012.
- Stephan Bayer, Seoul Nuclear Security Summit, Presentation to Public Service Audience, Barton 2 March 2012.
- Stephan Bayer, The Australian Experience in Implementing Safeguards and Physical Protection, International Training Course on State Systems of Accounting for and Control of Nuclear Facilities, Beijing, China, 20 September 2011.
- Vanessa Masters, Australian Perspective on Nuclear Security in Southeast Asia, Presentation at the "Prospects for Nuclear Security Partnership in Southeast Asia" Conference in October 2011.
- Vanessa Masters, The Agreement Between Australia and the United States of America Concerning Peaceful Uses of Nuclear Energy, Presentation at the US Nuclear Materials Management & Safeguards System (NMMSS) Conference in May 2012.
List of Requirements
This list is prepared from the checklist of annual report requirements set out in Attachment F to the Requirements for Annual Reports for Departments, Executive Agencies and FMA Act Bodies as approved by the Joint Committee of Public Accounts and Audit under subsections 63(2) and 70(2) of the Public Service Act 1999 on 28 June 2012.
| Description | Requirement | Location |
|---|---|---|
| Letter of transmittal | Mandatory | Page iii |
| Table of contents | Mandatory | Page v |
| Index | Mandatory | Page 121 |
| Glossary | Mandatory | Page 115 |
| Contact officer(s) | Mandatory | Page ii |
| Internet home page address and Internet address for report | Mandatory | Page ii |
| Review by Statutory officer | ||
| Review by statutory office holder | Mandatory | Pages 3–11 |
| Summary of significant issues and developments | Suggested | Pages 3–11 |
| Overview of department's performance and financial results | Suggested | N/A |
| Outlook for following year | Suggested | Pages 9–11 |
| Significant issues and developments – portfolio | Portfolio departments – suggested | N/A |
| Departmental Overview | ||
| Role and functions | Mandatory | Page 41 |
| Organisational structure | Mandatory | Page 94 |
| Outcome and program structure | Mandatory | Page 48 |
| Where outcome and program structures differ from PB Statements/PAES or other portfolio statements accompanying any other additional appropriation bills (other portfolio statements), details of variation and reasons for change | Mandatory | N/A |
| Portfolio structure | Mandatory for portfolio departments | DFAT |
| Report on Performance | ||
| Review of performance during the year in relation to programs and contribution to outcomes | Mandatory | Page 53–88 |
| Actual performance in relation to deliverables and KPIs set out in PB Statements/PAES or other portfolio statements | Mandatory | DFAT |
| Where performance targets differ from the PBS/ PAES, details of both former and new targets, and reasons for the change | Mandatory | N/A |
| Narrative discussion and analysis of performance | Mandatory | Pages 53–89 |
| Trend information | Mandatory | Pages 53–89 |
| Significant changes in nature of principal functions/ services | Suggested | N/A |
| Performance of purchaser/provider arrangements | If applicable, suggested | N/A |
| Factors, events or trends influencing departmental performance | Suggested | N/A |
| Contribution of risk management in achieving objectives | Suggested | N/A |
| Social inclusion outcomes | If applicable, mandatory | N/A |
| Performance against service charter customer service standards, complaints data, and the department's response to complaints | If applicable, mandatory | N/A |
| Discussion and analysis of the department's financial performance | Mandatory | Page 95 |
| Discussion of any significant changes from the prior year, from budget or anticipated to have a significant impact on future operations | Suggested | N/A |
| Agency resource statement and summary resource tables by outcomes | Mandatory | DFAT |
| Developments since the end of the financial year that have affected or may significantly affect the department's operations or financial results in future | If applicable, mandatory | N/A |
| Management and Accountability | ||
| Corporate Governance | ||
| Agency heads are required to certify that their agency comply with the Commonwealth Fraud Control Guidelines. | Mandatory | DFAT |
| Statement of the main corporate governance practices in place | Mandatory | DFAT |
| Names of the senior executive and their responsibilities | Suggested | Page 93 |
| Senior management committees and their roles | Suggested | N/A |
| Corporate and operational planning and associated performance reporting and review | Suggested | DFAT |
| Approach adopted to identifying areas of significant financial or operational risk | Suggested | DFAT |
| Policy and practices on the establishment and maintenance of appropriate ethical standards | Suggested | DFAT |
| How nature and amount of remuneration for SES officers is determined | Suggested | Page 93 |
| External Scrutiny | ||
| Significant developments in external scrutiny | Mandatory | DFAT |
| Judicial decisions and decisions of administrative tribunals | Mandatory | DFAT |
| Reports by the Auditor-General, a Parliamentary Committee or the Commonwealth Ombudsman | Mandatory | DFAT |
| Management of Human Resources | ||
| Assessment of effectiveness in managing and developing human resources to achieve departmental objectives | Mandatory | DFAT |
| Workforce planning, staff turnover and retention | Suggested | Page 94 |
| Impact and features of enterprise or collective agreements, individual flexibility arrangements (IFAs), determinations, common law contracts and AWAs | Suggested | DFAT |
| Training and development undertaken and its impact | Suggested | Page 95 |
| Work health and safety performance | Suggested | DFAT |
| Productivity gains | Suggested | DFAT |
| Statistics on staffing | Mandatory | Page 94 |
| Enterprise or collective agreements, IFAs, determinations, common law contracts and AWAs | Mandatory | DFAT |
| Performance pay | Mandatory | DFAT |
| Assets Management | ||
| Assessment of effectiveness of assets management | If applicable, mandatory | DFAT |
| Purchasing | ||
| Assessment of purchasing against core policies and principles | Mandatory | DFAT |
| Consultants | ||
| The annual report must include a summary statement detailing the number of new consultancy services contracts let during the year; the total actual expenditure on all new consultancy contracts let during the year (inclusive of GST); the number of ongoing consultancy contracts that were active in the reporting year; and the total actual expenditure in the reporting year on the ongoing consultancy contracts (inclusive of GST). The annual report must include a statement noting that information on contracts and consultancies is available through the AusTender website. | Mandatory | DFAT |
| Australia National Audit Office Access Clauses | ||
| Absence of provisions in contracts allowing access by the Auditor-General | Mandatory | DFAT |
| Exempt Contracts | ||
| Contracts exempt from the AusTender | Mandatory | DFAT |
| Financial Statements | ||
| Financial Statements | Mandatory | DFAT |
| Other Mandatory Information | ||
| Work health and safety (Schedule 2, Part 4 of the Work Health and Safety Act 2011) | Mandatory | DFAT |
| Advertising and Market Research (Section 311A of the Commonwealth Electoral Act 1918) and statement on advertising campaigns | Mandatory | DFAT |
| Ecologically sustainable development and environmental performance (Section 516A of the Environment Protection and Biodiversity Conservation Act 1999) | Mandatory | DFAT |
| Compliance with the agency's obligations under the Carer Recognition Act 2010 | If applicable, mandatory | DFAT |
| Grant programs | Mandatory | DFAT |
| Disability reporting – explicit and transparent reference to agency-level information available through other reporting mechanisms | Mandatory | DFAT |
| Information Publication Scheme statement | Mandatory | Page 109 |
| Correction of material errors in previous annual report | If applicable, mandatory | N/A |
| List of Requirements | Mandatory | Pages 111–114 |
Glossary
Additional Protocol (AP) |
An agreement designed to complement a state's Safeguards Agreement with the IAEA in order to strengthen the effectiveness and improve the efficiency of the safeguards system. The model text of the Additional Protocol is set out in IAEA document INFCIRC/540. |
| ANSTO | Australian Nuclear Science and Technology Organisation |
| APSN | Asia-Pacific Safeguards Network |
| ARPANSA | Australian Radiation Protection and Nuclear Safety Agency |
| ASSP | Australian Safeguards Support Program |
| Australian Obligated Nuclear Material (AONM) | Australian Obligated Nuclear Material. Australian uranium and nuclear material derived therefrom, which is subject to obligations pursuant to Australia's bilateral nuclear cooperation agreements. |
| Challenge Inspection | (For CWC purposes) An inspection, requested by a CWC State Party, of any facility or location in the territory or in any other place under the jurisdiction or control of another State Party. |
| Complementary Access | The right of the IAEA, pursuant to the Additional Protocol, for access to a site or location to carry out verification activities. |
Comprehensive Safeguards Agreement (CSA) |
Agreement between a state and the IAEA for the application of safeguards to all of the state's current and future nuclear activities (equivalent to 'full scope' safeguards) based on IAEA document INFCIRC/153. |
| Concise Note | Supplementary explanatory notes on formal reports from a national safeguards authority to the IAEA. |
| Conversion | Purification of uranium ore concentrates or recycled nuclear material and conversion to a chemical form suitable for isotopic enrichment or fuel fabrication. |
| CPPNM | Convention on the Physical Protection of Nuclear Material |
| CTBT | Comprehensive Nuclear-Test-Ban Treaty |
| CTBTO | Comprehensive Nuclear-Test-Ban Treaty Organization. The Vienna-based international organisation established at entry into force of the CTBT to ensure the implementation of its provisions. |
| Customs | Australian Customs & Border Protection Service |
| CWC | Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on their Destruction. Also known as the Chemical Weapons Convention. |
| CWC Scheduled Chemicals | Chemicals listed in the three Schedules to the Chemical Weapons Convention. Some are chemical warfare agents and others are dual-use chemicals (that can be used in industry or in the manufacture of chemical warfare agents). |
| Department of Defence | Australian Department of Defence |
Depleted Uranium (DU) |
Uranium with a 235U content less than that found in nature (e.g. as a result of uranium enrichment processes). |
| DFAT | Department of Foreign Affairs and Trade |
| Direct-Use Material | Nuclear material defined for safeguards purposes as being usable for nuclear explosives without transmutation or further enrichment, e.g. plutonium, HEU and 233U. |
Discrete Organic Chemical (DOC) |
Any chemical belonging to the class of chemical compounds consisting of all compounds of carbon, except for its oxides, sulphides and metal carbonates, identifiable by chemical name, by structural formula, if known, and by Chemical Abstracts Service registry number, if assigned. Long chain polymers are not included in this definition. |
| DPRK | Democratic People's Republic of Korea |
| DSTO | Defence Science and Technology Organisation |
| Enrichment | A physical or chemical process for increasing the proportion of a particular isotope. Uranium enrichment involves increasing the proportion of 235U from its level in natural uranium, 0.711%. For LEU fuel the proportion of 235U (the enrichment level) is typically increased to between 3% and 5%. |
| Euratom | Atomic Energy Agency of the European Union. Euratom's safeguards office, called the Directorate General of Transport and Energy H (DG), is responsible for the application of safeguards to all nuclear material in Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, and Sweden; and to all nuclear material in civil facilities in France and the United Kingdom. |
| Facility | (For CWC purposes) A plant, plant site or production/processing unit. (For safeguards purposes) A reactor, critical facility, conversion plant, fabrication plant, reprocessing plant, isotope separation plant, separate storage location or any location where safeguards significant amounts of nuclear material are customarily used. |
| Fissile | Referring to a nuclide capable of undergoing fission by neutrons of any energy, including 'thermal' neutrons (e.g. 233U, 235U, 239Pu and 241Pu). |
| Fissile Material Cut-off Treaty (FMCT) | A proposed international treaty to prohibit production of fissile material for nuclear weapons. |
| Fission | The splitting of an atomic nucleus into roughly equal parts, often by a neutron. In a fission reaction, a neutron collides with a fissile nuclide (e.g. 235U) that then splits, releasing energy and further neutrons. Some of these neutrons may go on to collide with other fissile nuclei, setting up a nuclear chain reaction. |
| Fissionable | Referring to a nuclide capable of undergoing fission by 'fast' neutrons (e.g. 233U, 235U, 238U, 239Pu, 240Pu, 241Pu and 242Pu). |
| Full Scope Safeguards | The application of IAEA safeguards to all of a state's present and future nuclear activities. Now more commonly referred to as comprehensive safeguards. |
| GA | Geoscience Australia |
| GW | Gigawatt (Giga = billion, 109). |
| GWe | Gigawatts of electrical power. |
| GWt | Gigawatts of thermal power. |
| Heavy Water (D2O) |
Water enriched in the 'heavy' hydrogen isotope deuterium (2H) which consists of a proton and a neutron. D2O occurs naturally as about one part in 6000 of ordinary water. D2O is a very efficient moderator, enabling the use of natural uranium in a nuclear reactor. |
| HIFAR | High Flux Australian Reactor. The 10 MWt research reactor located at ANSTO, Lucas Heights. |
High enriched uranium (HEU) |
Uranium enriched to 20% or more in 235U. Weapons-grade HEU is enriched to over 90% 235U. |
| Hydroacoustic | Term referring to underwater propagation of pressure waves (sounds). One category of CTBT IMS station monitoring changes in water pressure generated by sound waves in the water. |
| IAEA | International Atomic Energy Agency |
| Indirect-Use Material | Nuclear material that cannot be used for a nuclear explosive without transmutation or further enrichment (e.g. depleted uranium, natural uranium, LEU and thorium). |
| INFCIRC | IAEA Information Circular. A series of documents published by the IAEA setting out, inter alia, safeguards, physical protection and export control arrangements. |
| INFCIRC/153 (Corrected) | The model agreement used by the IAEA as a basis for comprehensive safeguards agreements with non-nuclear-weapon states party to the NPT. |
| INFCIRC/225 Rev.5 (Corrected) | IAEA document entitled 'Nuclear Security Recommendations on Physical Protection of Nuclear Materials and Nuclear Facilities'. Its recommendations reflect a consensus of views among IAEA member states on desirable requirements for physical protection measures on nuclear material and facilities, that is, measures taken for their physical security. |
INFCIRC/540 (Corrected) |
The model text of the Additional Protocol. |
| INFCIRC/66 Rev.2 | The model safeguards agreement used by the IAEA since 1965. Essentially this agreement is facility-specific. For NNWS party to the NPT it has been replaced by INFCIRC/153. |
| Infrasound | Sound in the frequency range of about 0.02 to 4 Hertz. One category of CTBT IMS stations will monitor sound at these frequencies with the aim of detecting explosive events such as a nuclear test explosion at a range up to 5000 km. |
| Integrated safeguards | The optimum combination of all safeguards measures under comprehensive safeguards agreements and the Additional Protocol to achieve maximum effectiveness and efficiency. |
International Data Centre (IDC) |
Data gathered by monitoring stations in the CTBT IMS network are compiled, analysed to identified events and archived by the Vienna-based IDC. IDC products giving the data about events are made available to CTBT signatories. |
International Monitoring System (IMS) |
A network of monitoring stations and analytical laboratories established pursuant to the CTBT which, together with the IDC, gather and analyse data with the aim of detecting any nuclear explosion. |
Inventory Change Report (ICR) |
A formal report from a national safeguards authority to the IAEA on changes to nuclear materials inventories in a given period. |
| Isotopes | Nuclides with the same number of protons, but different numbers of neutrons, e.g. 235U (92 protons and 143 neutrons) and 238U (92 protons and 146 neutrons). The number of neutrons in an atomic nucleus, while not significantly altering its chemistry, does alter its properties in nuclear reactions. As the number of protons is the same, isotopes are different forms of the same chemical element. |
| Light water | H2O. Ordinary water. |
Light water reactor (LWR) |
A power reactor which is both moderated and cooled by ordinary (light) water. In this type of reactor, the uranium fuel must be slightly enriched (that is, LEU). |
Low Enriched Uranium (LEU) |
Low Enriched Uranium. Uranium enriched to less than 20% 235U. Commonly, LEU used as fuel in light water reactors is enriched to between 3% and 5% 235U. |
Material Balance Area (MBA) |
A delineation for nuclear accounting purposes as required under comprehensive safeguards agreements. It is a defined and delineated area in or outside of a facility such that: (a) the quantity of nuclear material in each transfer into or out of the material balance area can be determined; and (b) The physical inventory of nuclear material in the material balance area" can be determined; in order that the nuclear material balance can be established for IAEA safeguards purposes. |
Material Balance Report (MBR) |
A formal report from a national safeguards authority to the IAEA comparing consolidated inventory changes in a given period with the verified inventories at the start and end of that period. |
Mixed oxide fuel (MOX) |
Mixed oxide reactor fuel, consisting of a mixture of uranium and plutonium oxides. The plutonium content of fresh MOX fuel for a LWR is typically around 5–7%. |
| Moata | Small training reactor previously located at Lucas Heights. |
| Moderator | A material used to slow fast neutrons to thermal speeds where they can readily be absorbed by 235U or plutonium nuclei and initiate a fission reaction. The most commonly used moderator materials are light water, heavy water or graphite. |
| MUF | Material Unaccounted For. A term used in nuclear materials accountancy to mean the difference between operator records and the verified physical inventory. A certain level of MUF is expected due to measurement processes. MUF does not usually indicate "missing" material – because it is a difference due to measurement, MUF can have either a negative or a positive value. |
| MWe | Megawatts of electrical power. |
| MWt | Megawatts of thermal power. |
| Natural uranium | In nature uranium consists predominantly of the isotope 238U (approx. 99.3%), with the fissile isotope 235U comprising only 0.711%. |
| Non-nuclear-weapon state(s) (NNWS) | States not recognised by the NPT as having nuclear weapons at 1 January 1967 when the Treaty was negotiated. |
| NPT | Treaty on the Non-Proliferation of Nuclear Weapons. |
| Nuclear material | Any source material or special fissionable material as defined in Article XX of the IAEA Statute (in practice, this means uranium, thorium and plutonium). |
Nuclear-weapon state(s) (NWS) |
States recognised by the NPT as having nuclear weapons at 1 January 1967 when the Treaty was negotiated, namely the United States, Russia, the United Kingdom, France and China. |
| Nuclide | Nuclear species characterised by the number of protons (atomic number) and the number of neutrons. The total number of protons and neutrons is called the mass number of the nuclide. |
Old Chemical Weapons (OCW) |
Defined under the Chemical Weapons Convention as: a) chemical weapons produced before 1925; or b) chemical weapons produced between 1925 and 1946 that have deteriorated to such extent that they can no longer be used as chemical weapons. |
On-Site Inspection (OSI) |
On-Site Inspection. A short notice challenge-type inspection provided for in the CTBT as a means for investigation concerns about non-compliance with the prohibition on nuclear explosions. |
| OPAL | Open Pool Australian Light-Water reactor. The 20 MWt research reactor located at ANSTO, Lucas Heights, reached full power on 3 November 2006 and was officially opened on 20 April 2007. |
| OPCW | Organisation for the Prohibition of Chemical Weapons |
Other Chemical Production Facility (OCPF) |
Defined under the Chemical Weapons Convention as all plant sites that: a) produced by synthesis during the previous calendar year more than 200 tonnes of unscheduled discrete organic chemicals; or b) comprise one or more plants which produced by synthesis during the previous calendar year more than 30 tonnes of an unscheduled discrete organic chemical containing the elements phosphorus, sulphur or fluorine. |
Physical Inventory Listing (PIL) |
A formal report from a national safeguards authority to the IAEA on nuclear materials inventories at a given time (generally the end of a Material Balance Report period). |
| PrepCom | Preparatory Commission. In this report the term is used for the Preparatory Commission for the Comprehensive Nuclear-Test-Ban Treaty Organization. |
| Production | (For CWC purposes) The formation of a chemical through chemical reaction. Production of chemicals specified by the CWC is declarable, even if produced as intermediates and irrespective of whether or not they are isolated. |
| PTS | Provisional Technical Secretariat for the CTBTO Preparatory Commission |
| 239Pu | An isotope of plutonium with atomic mass 239 (94 protons and 145 neutrons). The fissile isotope of plutonium most suitable for nuclear weapons. |
| R&D | Research and Development. |
| Radionuclide | An isotope with an unstable nucleus that disintegrates and emits energy in the process. Radionuclides may occur naturally, but they can also be artificially produced, and are often called radioisotopes. One category of CTBT IMS stations will detect radionuclide particles in the air. Other IMS stations are equipped with radionuclide noble gas technology to detect the abundance of the noble gas xenon in the air. |
| Reprocessing | Processing of spent nuclear fuel to separate uranium and plutonium from highly radioactive fission products. |
| Safeguards Inspector | For domestic purposes, person declared under section 57 of the Safeguards Act to undertake inspections to ensure compliance with provisions of the Act and to assist IAEA Inspectors in the conduct of Agency inspections and complementary access in Australia. |
| Seismic | Referring to the movements of the ground that can be generated by earthquakes, explosions etc. The seismic element of the CTBT monitoring system is a network of 50 primary stations and 120 auxiliary stations. Analysis of seismic waves can be used to distinguish between earthquakes and explosive events. |
Small Quantities Protocol (SQP) |
A protocol to a state's Safeguards Agreement with the IAEA, for states with small quantities of nuclear material and no nuclear facilities. The protocol holds in abeyance most of the provisions of the state's Safeguards Agreement. |
| Source Material | Uranium containing the mixture of isotopes occurring in nature; uranium depleted In the isotope uranium-235; thorium; or, any of the foregoing in the form of metal, alloy, chemical compound, or concentrates. |
| Special Fissionable Material | Plutonium-239; uranium-233; uranium enriched in the isotopes 235 or 233; any material containing one or more of the foregoing. The term special fissionable material does not include source material. |
Standing Advisory Group on Safeguard Implementation (SAGSI) |
An international group of experts appointed by, and advising, the IAEA Director General on safeguards implementation matters. |
| 232Th | The only naturally occurring isotope of thorium, having an atomic mass of 232 (90 protons and 142 neutrons). |
| 233U | An isotope of uranium containing 233 nucleons, usually produced through neutron irradiation of 232Th. |
| 235U | An isotope of uranium containing 235 nucleons (92 protons and 143 neutrons) which occurs as 0.711% of natural uranium. |
| 238U | An isotope of uranium containing 238 nucleons (92 protons and 146 neutrons) which occurs as about 99.3% of natural uranium. |
| UNSCR | United Nations Security Council Resolution |
Uranium ore concentrate (UOC) |
A commercial product of a uranium mill usually containing a high proportion (greater than 90%) of uranium oxide. |
Weapons of Mass Destruction (WMD) |
Refers to nuclear, chemical, biological and occasionally radiological weapons. |
[36] Countries having bilateral agreements with Australia covering use of AONM are marked with an asterisk. These countries operate 385 power reactors, which produce around 17% of total world electricity and about 92% of world nuclear energy.
[37] Supply of AONM to Taiwan is covered by an agreement between Australia and the United States.
[38] Australia has two agreements with China, one covering nuclear material transfers and one covering nuclear cooperation.
[39] Euratom is the atomic energy agency of the European Union. The Euratom agreement covers all 27 member states.
[40] 'Significant nuclear activities' encompasses any amount of nuclear material in a facility or 'location outside a facility' (LOF), or nuclear material in excess of the exemption limits in INFCIRC/153 paragraph 37.
[41] Iran implemented its AP 'provisionally' from 2003 but 'suspended' this in 2005.
[42] On 10 January 2003, DPRK gave notice of withdrawal from the NPT. Pending clarification of its status, DPRK is counted here as an NPT Party.
[43] This Complementary Access took place in March 2011 as reported in ASNO's 2010-11 Annual Report, but the Article 10.c statement was not available at the time of publishing the 2010-11 Annual Report.
[44] These States do not include the Democratic People's Republic of Korea (DPRK), where the IAEA did not implement safeguards and, therefore, could not draw any conclusion.
[45] And Taiwan, China.
[46] In addition to the IMS particulate monitoring station at Melbourne, an IMS noble gas monitoring system is installed and operating in a testing and evaluation phase.
[47] In addition to the IMS particulate monitoring station at Darwin, an IMS noble gas monitoring system is installed and operating in a testing and evaluation phase.
